Silver Spring, MD Office

Team
Updated today

Rossby Financial, LLC

Multi-team

Firm-wide stats for Rossby Financial, LLC

Total advisors

31

Across 17 offices

Clients per advisor

126 Very High

Avg AUM per client

$216,939 Very Low

HNW client ratio

6% Low

About

Rossby Financial provides investment advisory and financial planning services to individuals (including high net worth clients), charitable organizations, pension/profit-sharing plans, corporations, and other business entities. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning and wealth management consulting, and retirement consulting; as of December 31, 2024 it reported approximately $565 million in discretionary assets under management.

The firm tailors portfolios to clients’ stated objectives and risk tolerances using a mix of analytical approaches, including fundamental analysis, modern portfolio theory, technical/charting analysis, and cyclical analysis. Rossby deploys diversified strategies across mutual funds, ETFs, equities, fixed income and derivatives where appropriate, and may incorporate third‑party managers or turnkey asset management platforms (e.g., AssetMark, SEI) to implement client mandates.

Notable features in Rossby’s brochure include its role as a wrap-fee program sponsor and the availability of a wrap account covering trading, custody and administrative services, as well as its use of third‑party direct indexing (with disclosed quarterly direct‑indexing fees in the brochure’s 0.08%–0.15% range). The firm also references offering or participating in educational conferences/seminars and receives related support from custodians, and it provides retirement-plan advice under the DOL fiduciary framework (PTE 2020-02).

Based on Rossby Financial, LLC

Expertise

Wealth management

Based on Rossby Financial, LLC

Location

1100 Wayne Ave, Ste 670

Silver Spring MD 20910

Advisors at this office

4

Advisors at this office

user avatar

Gulielma F

CFP®, Series 65

Silver Spring, MD

Rossby Financial, LLC

Gulielma Fager is a CFP® and Series 65-licensed advisor with Rossby Financial, LLC, bringing five years of industry experience. She previously worked at Cambridge Investment Research Advisors and Michael Bombardier PhD LLC. Outside of her advisory role, she serves as a board member for the Friends School of Baltimore and is active as an author and speaker through Toler Financial Group LLC. Rossby Financial provides investment advisory and financial planning services to individuals, charitable organizations, pension and profit-sharing plans, corporations, and other business entities. The firm employs diversified investment strategies tailored to clients’ objectives and risk tolerances, managing approximately $565 million in discretionary assets.

Wealth management
user avatar

Hazel T

Series 65

Silver Spring, MD

Rossby Financial, LLC

Hazel Toler is a financial advisor at Rossby Financial, LLC, holding a Series 65 designation with one year of industry experience. Outside of advising, she has been involved with Joes Seafood Stonecrab and Prime Steak since 2015. Rossby Financial provides investment advisory and financial planning services to individuals, charitable organizations, pension plans, corporations, and other business entities, managing approximately $565 million in discretionary assets. The firm uses a variety of analytical approaches to tailor diversified portfolios across multiple asset classes and offers services including wrap-fee programs and retirement-plan advice under the DOL fiduciary framework.

Wealth management
user avatar

Frances T

Series 63, Series 65

Silver Spring, MD

Rossby Financial, LLC

Frances Toler is a financial advisor at Rossby Financial, LLC with 25 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Rossby Financial since 2024. Prior to that, she spent nine years with Cambridge Investment Research Advisors and has operated Toler Financial Group since 2012. In addition to her advisory work, she is an author and speaker associated with Toler Financial Group. Rossby Financial provides investment advisory and financial planning services to individuals, charitable organizations, pension and profit-sharing plans, corporations, and other business entities. The firm employs a range of analytical approaches to tailor diversified portfolios aligned with clients’ objectives and risk tolerances.

Wealth management
user avatar

Gary D

CFA®, Series 65

Silver Spring, MD

Rossby Financial, LLC

Gary Diegert II is a CFA® charterholder and holds a Series 65 license with eight years of industry experience. He is currently an advisor at Rossby Financial, LLC and has previously worked at RiversEdge Advisors, LLC and myCIO Wealth Partners. Rossby Financial provides investment advisory and financial planning services to individuals, charitable organizations, pension and profit-sharing plans, corporations, and other business entities. The firm offers tailored portfolio management and wealth consulting using a variety of analytical approaches and diversified strategies across multiple asset classes.

Wealth management
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