RossJohnson & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$205,339,465
Clients
272
Advisors
3
of 4 employees
About
ROSS\JOHNSON & Associates provides personalized financial planning and ongoing portfolio management for individuals and high‑net‑worth clients, preparing investment policy statements and offering discretionary account management. In addition to core advisory services, the firm offers optional non‑advisory services, including insurance recommendations (life, disability, and annuities) and tax preparation services offered under separate engagement letters and fees.
The firm follows a primarily long‑term, low‑turnover investment approach that combines fundamental analysis, modern portfolio theory, and quantitative methods to construct client‑specific portfolios and monitor them periodically. RJA commonly places client assets with SEI, may recommend or enroll clients in SEI’s wrap program, and typically requests discretionary authority to implement investment decisions on clients’ behalf.
Noteworthy distinctions include that some firm principals are licensed insurance agents who may receive commissions on insurance product sales—a relationship the brochure discloses and describes as a potential conflict of interest. The firm also recently added Tax Preparation Services limited by capacity to certain clients, and operates with operational practices that differ from many peers (for example, it processes client trades individually rather than aggregating block trades).
Client services
Expertise
Fee options
Tax Preparation Services charged as flat fees based on return complexity and time required; specific fees communicated prior to engagement.
$0 - $500,000: 1.00% $500,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
Commissions received from insurance product sales via licensed insurance agents of the firm.
Main office
3380 Annapolis Lane, N B 100
Plymouth MN 55447
Advisors at this office
3
Most active in
Florida · Illinois · Michigan · Minnesota · Nebraska · New Hampshire · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Corey R
Series 65
Plymouth, MN
RossJohnson & Associates, LLC
Corey Ross is a financial advisor at RossJohnson & Associates, LLC with six years of industry experience. He holds a Series 65 designation and has been with RossJohnson since 2018. In addition to his advisory role, Ross is a licensed insurance agent, providing insurance product reviews and recommendations to clients. RossJohnson & Associates offers personalized financial planning and portfolio management primarily for individual and high-net-worth clients, as well as trusts, estates, and small businesses. The firm’s investment approach integrates fundamental analysis, modern portfolio theory, and quantitative methods tailored to client goals and risk tolerance.
Samuel R
Series 65
Plymouth, MN
RossJohnson & Associates, LLC
Samuel Ross is a financial advisor at RossJohnson & Associates, LLC, holding a Series 65 designation with one year of industry experience. Prior to joining RossJohnson & Associates, he worked at FMS Solutions LLC for five years and held positions at CliftonLarsonAllen and Retail Financial Services. He also spent four years at the University of St. Thomas. RossJohnson & Associates provides personalized financial planning and portfolio management for individuals and high-net-worth clients, employing a long-term, low-turnover investment approach that integrates fundamental analysis, modern portfolio theory, and quantitative methods. The firm offers discretionary account management along with optional insurance and tax preparation services under separate agreements.
Patrick R
Series 63, Series 65
Plymouth, MN
RossJohnson & Associates, LLC
Patrick Ross is a financial advisor at RossJohnson & Associates, LLC with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Guardian and Park Avenue Securities since 1999. Outside of his advisory role, he owns a rental cabin in Minnesota and is a beneficial owner of inherited land through the Estate of Charles M Ross. RossJohnson & Associates, LLC provides personalized financial planning and portfolio management primarily for individual and high-net-worth clients, as well as trusts, estates, and small businesses. The firm uses a combination of fundamental analysis, modern portfolio theory, and quantitative methods within a long-term investment approach tailored to client goals and risk tolerance.
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