Rostad Capital Management, Inc.

Rostad Capital Management provides portfolio management through its SmartBeta programs and offers both wrap‑fee and non‑wrap options to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and corporations. Services include ongoing portfolio monitoring, consolidated reporting, periodic recommendations and execution of transactions in mutual funds, ETFs, equities, fixed income and other approved investments.

The firm employs a mix of analytic approaches — fundamental, technical, quantitative, cyclical and qualitative — and uses asset allocation along with long‑ and short‑term purchase strategies and third‑party manager selection to align portfolios with client objectives and risk tolerances. SmartBeta accounts are generally managed on a non‑discretionary basis, with discretionary authority available in certain circumstances, and portfolios are built from firm‑approved investments including load or load‑waived mutual funds, variable products, stocks and bonds.

Noteworthy aspects of the firm include its affiliation with an accounting firm and a real‑estate entity and the fact that its principals are certified public accountants; advisory personnel also provide accounting, tax preparation and insurance services and may receive separate compensation for those activities. The firm also sponsors and manages its own wrap‑fee SmartBeta program (and may act as manager or sub‑advisor), a combination of affiliations and wrap‑program sponsorship the brochure discloses as giving rise to potential conflicts that the firm seeks to address through disclosures, supervision and periodic reviews.