Roth Financial Partners LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Roth Financial Partners provides discretionary investment advisory services and offers stand‑alone financial planning and consulting to individuals (including high‑net‑worth clients), business entities, trusts and estates; its regulatory filings also indicate it advises state and municipal government clients. Like many supported firms, it generally charges fees based on assets under management and focuses on portfolio management for individual clients.
The firm builds customized portfolios that allocate among individual equities, fixed income, mutual funds and ETFs and provides ongoing monitoring and rebalancing, and it may recommend unaffiliated independent managers for portions of client assets. For implementation and custody it commonly uses Raymond James’ platform and accesses independent managers through the Raymond James Consulting Services (RJCS) wrap program, and it uses account aggregation tools and approved AI systems under a formal AI policy.
Noteworthy aspects relative to peers include its use of the RJCS wrap program to access independent managers rather than sponsoring its own wrap program, and the fact that its regulatory filings show state and municipal government clients — both less common among supported firms. The firm also combines a compact advisory team managing several hundred million dollars in AUM with documented AI and cybersecurity controls, which are operational features that distinguish its profile among similar advisors.
Client services
Expertise
Fee options
$2,000 to $5,000 fixed fee
$0 - $3,000,000: 1.00% $3,000,000 - $6,000,000: 0.85% $6,000,000 - $10,000,000: 0.75% $10,000,000+: Negotiable
$100 to $500 per hour
Main office
855 Rockmead Drive, Suite 703
Kingwood TX 77339
Advisors at this office
3
Most active in
Florida · Illinois · Louisiana · North Carolina · Ohio · Texas
Also doing business as
Roth Financial Partners LLC · Roth Financial Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Eric J
CFP®, Series 66
Kingwood, TX
Roth Financial Partners LLC
Eric Johnson is a CFP® with nine years of industry experience, currently serving as a financial advisor at Roth Financial Partners LLC since 2017. His prior experience includes four years at KPMG LLP and several years with Raymond James Financial Services. Roth Financial Partners provides discretionary investment advisory services and financial planning to individuals, including high-net-worth clients, as well as business entities, trusts, estates, and state and municipal government clients. The firm focuses on customized portfolio management using a range of asset classes and accesses independent managers primarily through the Raymond James Consulting Services wrap program.
James R
CFP®, Series 66
Kingwood, TX
Roth Financial Partners LLC
James Roth is a CFP® and holds a Series 66 license, with 12 years of experience in the financial advisory industry. He is the principal advisor at Roth Financial Partners LLC, where he has worked since 2020, following seven years at Raymond James Financial Services Advisors. Roth Financial Partners LLC provides discretionary investment advisory services and standalone financial planning to individuals, business entities, trusts, and estates. The firm focuses on portfolio management for individual and high-net-worth clients, utilizing fundamental and technical analysis to implement diverse investment strategies across multiple asset classes.
Peter R
CFP®, Series 63
Kingwood, TX
Roth Financial Partners LLC
Peter Roth is a CFP® with 42 years of experience in the financial industry. He is the principal at Roth Financial Partners LLC, where he has worked since 2020. Prior to that, he held advisory roles at Raymond James Financial Services Advisors and related entities from 2010 to 2020. Roth Financial Partners LLC provides discretionary investment advisory services and standalone financial planning to individuals, business entities, trusts, and estates. The firm focuses on portfolio management for individual and high-net-worth clients, employing fundamental and technical analysis across various asset classes and utilizing independent managers and wrap programs.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")