A complete list of active advisors currently associated with Roth Investment Management, LLC

Warmer can help you find a great advisor at Roth Investment Management, LLC or one who fits your needs even better.

Roth Investment Management is a single-advisor independent investment adviser that offers discretionary asset management and investment consulting to individuals, trusts, retirement plans, and other legal entities. The firm provides ongoing portfolio management and periodic reviews of third‑party managed assets and is compensated through asset-based advisory fees. The firm’s investment process is bottom-up, research-driven and value-oriented, with named strategies for opportunity, value, and income that typically result in concentrated portfolios (often on the order of single‑digit to mid‑teens holdings, and generally no more than about 25 positions) and a long-term holding bias. Some strategies explicitly use margin and derivatives—including covered call writing, buying protective puts, selling put options, and, in limited cases, short positions—to hedge or enhance returns, and the firm uses quantitative tools and third‑party software to support analysis. Noteworthy for a solo independent adviser, the brochure discloses relatively small reported assets under management (about $3.99 million) combined with a willingness to employ leverage, option-selling and short strategies, and to hold a significant portion of the principals’ personal assets in the firm’s strategies. The firm also discloses it may pay for client referrals, recommends Interactive Brokers and Charles Schwab as custodians, and participates in institutional custodian programs that provide products and services to the firm.

To learn more about the advisors currently working at Roth Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.