A complete list of active advisors currently associated with Rothman Investment Management, LLC

Warmer can help you find a great advisor at Rothman Investment Management, LLC or one who fits your needs even better.

Rothman Investment Management provides portfolio management, comprehensive financial planning, consulting, and an ongoing financial coaching service to individual and high‑net‑worth clients as well as some charitable organizations. The firm manages about $104.6 million in client assets, operates with two advisors, and serves roughly 131 client relationships. Its investment process is governed by individualized Investment Policy Statements and emphasizes a long‑term, multi‑strategy approach that blends quantitative ETFs, fundamental analysis, and modern portfolio theory with in‑house small‑cap value, dividend, and specialty allocations. The firm also deploys strategies that may include mutual funds, REITs, private equity and credit, and it uses options, inverse/leveraged ETFs and other derivatives for hedging and strategy implementation, including within separately managed accounts. Noteworthy features relative to peers include the explicit use of derivatives and rule‑based hedging overlays in client accounts and the selective inclusion of non‑traded private capital funds and non‑traded REITs. The firm also makes limited use of a tax‑aware long/short third‑party manager for certain clients and offers a paid financial coaching program that provides implementation guidance separate from its investment management services.

To learn more about the advisors currently working at Rothman Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.