A complete list of active advisors currently associated with Rothman Investment Management, LLC

Warmer can help you find a great advisor at Rothman Investment Management, LLC or one who fits your needs even better.

Rothman Investment Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth individuals, and certain charitable organizations, along with comprehensive financial planning, consulting, and ongoing financial coaching. The firm prepares an Investment Policy Statement for each client and implements portfolios across ETFs, mutual funds, individual securities, and select private or real estate investments. The firm favors a long-term, rules‑based approach that combines quantitative and fundamental analysis—using value, momentum, and quality exposures and modern portfolio theory—to construct diversified portfolios, typically expressed through ETFs. It also incorporates more specialized instruments in certain accounts: from non‑traded private capital and REITs to derivatives and option-based ETFs, and it may use options, short sales or margin on a selective basis for hedging or tactical purposes with client disclosure and documentation. Distinctive features include the firm’s explicit use of derivatives and option/inverse ETF overlays in separately managed accounts, a practice that is uncommon among peers, and the operation of in‑house strategies such as a small‑cap value sleeve. The firm has also disclosed that some personnel hold real estate licenses and participate in private real estate LLCs, which aligns with its willingness to consider non‑traded and private real estate or credit investments alongside liquid, rules‑based strategies.

To learn more about the advisors currently working at Rothman Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.