A complete list of active advisors currently associated with Rothschild Investment
Warmer can help you find a great advisor at Rothschild Investment or one who fits your needs even better.
Rothschild Investment serves individuals (including high‑net‑worth clients), families, trustees, corporations, pension and profit‑sharing plans, retirement plan sponsors, foundations, and other institutional clients, providing discretionary and non‑discretionary portfolio management, financial planning, retirement plan consulting, and selection of third‑party sub‑advisers. The firm also acts as investment manager to an affiliated private pooled fund and offers 401(k) participant advice and institutional retirement plan implementation services. Investment advice is delivered through asset‑allocation models tailored to each client’s objectives, time horizon, and risk tolerance, with ongoing monitoring, periodic reporting, and rebalancing; Rothschild uses a mix of mutual funds (including institutional share classes), ETFs, individual equity and fixed‑income securities, and may recommend sub‑advisers or platform managers. Its methods of analysis include quantitative optimization, technical and statistical models, and research and technology from third‑party vendors to support portfolio construction and manager selection. The brochure discloses several features that are less common among multi‑team advisers: the firm is dually registered as a broker‑dealer with many representatives able to receive transaction‑based compensation, it maintains an affiliated insurance agency used for insurance sales, and it manages an affiliated private fund that may charge performance‑based fees to qualified investors. The firm also highlights its long history (established in 1908) and, separately, discloses a 2021 SEC enforcement order concerning mutual fund selection and cash‑sweep revenue sharing (including disgorgement and a civil penalty), matters prospective clients may wish to consider when evaluating the adviser.
To learn more about the advisors currently working at Rothschild Investment, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Rothschild Investment's office locations.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
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