Roud Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Roud Financial Services provides investment supervisory services and financial planning for individual clients, offering portfolio management and implementation alongside project-based financial planning. The brochure indicates the firm offers hourly planning engagements as an alternative to ongoing advisory relationships.
The firm uses a written Investment Policy Statement that documents a client’s income, tax situation, and risk tolerance, and constructs portfolios intended to match each client’s restrictions, needs, and targets. Clients may impose investment restrictions, but the firm states it may terminate relationships if those restrictions prevent proper servicing under its standard suite of services.
The firm’s brochure lists current assets under management of about $5.4 million and notes it does not participate in wrap-fee programs, a choice that affects how services and custody are organized compared with some peers. Roud emphasizes delivering the same core suite of services to all clients while tailoring implementation through the client-specific IPS.
Client services
Fee options
$0 - $1,000,000: 1.00% $1,000,000+: 0.50%
$50 to $150 per hour
Main office
Huntersville NC
Advisors at this office
1
Most active in
Ohio
Also doing business as
Roud Financial Services · Roud Financial Services, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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