Round Oak Capital LLC

Round Oak Capital is a small independent investment office that provides discretionary portfolio management and wealth-management services to individuals, families, trusts and businesses. In addition to standard investment management, the firm offers family‑office style services, real‑estate advisory and administrative support, introductions to alternative investments (including hedge and private equity opportunities), third‑party supplemental performance reporting, and limited consulting engagements.

The firm manages accounts on a discretionary basis with customized portfolios tailored to each client’s objectives and risk profile, employing fundamental analysis and a mix of equities, fixed income, ETFs, mutual and index funds, and alternatives. ROC conducts continuous oversight with formal quarterly reviews, in‑house investment selection, rebalancing and block trade allocations to implement its strategies.

Compared with many peers, Round Oak operates at a very small scale (approximately $23.9 million in discretionary assets under management and a limited number of client relationships), which the firm uses to structure individualized and negotiable family‑office mandates and direct introductions to alternative managers. Its founder’s prior institutional experience and the provision of supplemental reporting and bespoke non‑investment administrative services for families distinguish the firm from many similarly sized independent advisers.