A complete list of active advisors currently associated with Round Rock Advisors LLC

Warmer can help you find a great advisor at Round Rock Advisors LLC or one who fits your needs even better.

Round Rock Advisors provides investment advisory and financial planning services to a broad client base that includes individual and high‑net‑worth clients, trusts, estates, charitable organizations, endowments, foundations, and retirement plans. The firm offers discretionary and non‑discretionary portfolio management, retirement plan services, comprehensive financial planning, and access to unaffiliated independent managers and fixed‑income sub‑advisors. The firm’s investment process is primarily fundamental and long‑term in orientation, with specialized divisions employing distinct approaches: an absolute‑value equity sleeve that uses bottom‑up fundamental research and defined sell disciplines, and a small‑/micro‑cap division that combines quantitative and qualitative analysis to build diversified portfolios. Round Rock also provides systematic, rules‑based overlay strategies (a licensed signal service) and may retain legacy positions or use individual securities, ETFs, mutual funds, alternatives, and options as appropriate to client goals. Compared with many peers, Round Rock actively manages a pooled investment vehicle—the THB US Micro Cap Fund registered with the Australian Securities and Investments Commission—and operates under an Australian relief exemption while working with an independent responsible entity and third‑party marketing support. The firm discloses referral and solicitation arrangements (including compensation to a non‑employee solicitor for a division) and maintains advisory persons who are licensed to sell insurance products, creating potential conflicts of interest that are disclosed and governed by its policies.

To learn more about the advisors currently working at Round Rock Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.