Round Table Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$45,544,271
Clients
26
Advisors
3
of 3 employees
About
Round Table Financial is a registered investment adviser that serves individual and high‑net‑worth clients as well as trusts, estates, charitable organizations, and other entities. The firm offers discretionary portfolio management, financial planning and consulting, and may recommend or monitor third‑party sub‑advisers and model portfolios.
The firm tailors advice to clients’ objectives and conducts ongoing monitoring and rebalancing, employing a mix of fundamental, technical, cyclical, and relative‑strength analysis. Its strategies may include use of margin and derivatives (including futures and options) and allocations across mutual funds, ETFs, private funds, and other alternative investments depending on client needs.
Noteworthy aspects disclosed in the brochure include that the firm operates as a licensed insurance agency with dually licensed representatives who may earn commission‑based compensation for insurance sales, and that it treats cash equivalents and margin balances as part of assets under management for fee calculation — practices that can create potential conflicts of interest. The firm maintains a small client base with institutional custodial relationships and negotiable advisory arrangements, and principals undertake other financial activities such as real estate and mortgage services that are disclosed to clients.
Client services
Expertise
Fee options
Annual financial planning and consulting fees generally range between $1,750 and $20,000 per year
up to 2.0% annually
Commission-based compensation for insurance products sold by licensed agents associated with the firm
$150 - $400 per hour for initial financial planning and consulting services
Account minimum: $50,000
Main office
3625 Kavanaugh Blvd., Suite A
Little Rock AR 72205
Advisors at this office
3
Most active in
Arkansas
Also doing business as
Round Table Financial · Round Table Services, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Thomas M
Series 63, Series 65
Little Rock, AR
Round Table Financial
Thomas Mccain is a financial advisor at Round Table Financial with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Millennium Capital Advisors LLC. Since 2020, he has been associated with Round Table Services, LLC. Round Table Financial is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm employs a mix of fundamental, technical, cyclical, and relative strength analysis and offers discretionary portfolio management, financial planning, and third-party sub-adviser selection across approximately $42.6 million in assets under management.
Alexander G
Series 65
Little Rock, AR
Round Table Financial
Alexander Golden IV is a financial advisor at Round Table Financial with six years of industry experience. He holds a Series 65 license and has worked at Texana Bank, N.A. and Community State Bank. In addition to his advisory role, he is a licensed real estate agent and independent insurance agent. Round Table Financial serves individual and high-net-worth clients, as well as trusts, estates, and charitable organizations, providing discretionary portfolio management and financial planning. The firm employs a range of investment strategies incorporating fundamental, technical, and relative-strength analysis, with a focus on customized client solutions.
Robert R
Series 63, Series 65
Little Rock, AR
Round Table Financial
Robert Randolph Jr. is a financial advisor with Round Table Financial in Little Rock, AR, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He previously worked at R.M. Duncan Securities, Inc. for 25 years and has been involved with Heights Apothecary & Hemp, a retail business specializing in rigorously tested hemp and cannabidiol products, since 2020. Round Table Financial provides discretionary portfolio management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, banks, corporations, and charitable organizations. The firm employs a variety of analytical methods and trading strategies while offering continuous monitoring and periodic rebalancing across its client accounts.
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