Round Table Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Round Table Investment Management, LLC is a small independent advisory firm that provides discretionary portfolio management to individuals, trusts, estates, charitable organizations, other advisors, and business entities, including IRAs and retirement accounts. As of December 31, 2024 the firm reported approximately $53.3 million in discretionary assets under management across a twelve-client base.
The firm’s investment process is anchored in fundamental analysis, supplemented with quantitative, qualitative and technical tools, and it allocates among domestic and foreign equities, investment-grade debt, mutual funds, ETFs and closed-end funds. Portfolios emphasize income-producing securities and employ both long-term and shorter-term purchase strategies, with continual monitoring, at least quarterly account reviews, and written reports provided no less than semi-annually.
Noteworthy distinctions include a long-standing affiliated accounting practice operated by the firm’s principal, disclosed in the brochure as a potential conflict that the firm says it will not use to solicit advisory clients and that is conducted largely outside market hours. The firm also reports serving a material non-U.S. client segment—an uncommon feature for independent single-advisor firms—while maintaining a discretionary-only engagement model and custodial relationships at Charles Schwab.
Client services
Expertise
Fee options
$0 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.85% annually $5,000,001 - $7,500,000: 0.75% annually $7,500,001 - $10,000,000: 0.65% annually Over $10,000,000+: Negotiable
Account minimum: $200,000
Main office
93 South Main St, Suite #202
West Lebanon NH 03784
Advisors at this office
1
Most active in
New Hampshire
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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