Roundtable Planning & Investments
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About
Round Table Investment Services, LLC is a fee‑only registered investment adviser that provides discretionary investment management and ongoing financial planning to individuals and high‑net‑worth clients. The brochure lists portfolio management across stocks, bonds, mutual funds, ETFs, U.S. government and municipal securities, and a la carte planning services covering business planning, college savings, employee benefits optimization, estate planning, risk management, and tax planning.
The firm describes an investment process combining modern portfolio theory with fundamental and cyclical analysis and a mix of passive and active strategies, selecting funds and securities based on underlying holdings, liquidity, tax efficiency, and strategic‑beta considerations. Clients work with a planner to establish an investment policy and asset‑allocation targets; accounts are typically managed on a discretionary basis with quarterly reviews, custodian valuations used for AUM, and trades implemented on an individual (non‑block) basis.
Noteworthy details in the brochure include that the firm was founded and registered in 2025 as a small, single‑principal practice and charges an explicit ongoing financial planning fee range ($3,000–$8,000) for those services. The brochure also highlights access to educational conferences and events through the firm’s institutional custodian and an emphasis on client education—an offering of seminars/workshops that is relatively uncommon among managers in this category; the firm further notes it is fee‑only, does not participate in wrap programs, and recommends an institutional custodian (Charles Schwab) for execution and custody.
Client services
Expertise
Fee options
$1 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.50%
Fee-only: Annual fee of $3,000 - $8,000 for ongoing financial planning, paid quarterly.
Main office
Charlotte NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Round Table Investment Services · Round Table Investment Services, LLC · Round Table Investments · Roundtable Planning & Investments
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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