Roundtable Planning & Investments

Round Table Investment Services, LLC is a fee‑only registered investment adviser that provides discretionary investment management and ongoing financial planning to individuals and high‑net‑worth clients. The brochure lists portfolio management across stocks, bonds, mutual funds, ETFs, U.S. government and municipal securities, and a la carte planning services covering business planning, college savings, employee benefits optimization, estate planning, risk management, and tax planning.

The firm describes an investment process combining modern portfolio theory with fundamental and cyclical analysis and a mix of passive and active strategies, selecting funds and securities based on underlying holdings, liquidity, tax efficiency, and strategic‑beta considerations. Clients work with a planner to establish an investment policy and asset‑allocation targets; accounts are typically managed on a discretionary basis with quarterly reviews, custodian valuations used for AUM, and trades implemented on an individual (non‑block) basis.

Noteworthy details in the brochure include that the firm was founded and registered in 2025 as a small, single‑principal practice and charges an explicit ongoing financial planning fee range ($3,000–$8,000) for those services. The brochure also highlights access to educational conferences and events through the firm’s institutional custodian and an emphasis on client education—an offering of seminars/workshops that is relatively uncommon among managers in this category; the firm further notes it is fee‑only, does not participate in wrap programs, and recommends an institutional custodian (Charles Schwab) for execution and custody.