Roundview Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,932,535,051
Clients
544
Advisors
5
of 13 employees
About
Roundview Capital is an independent SEC-registered advisory firm that provides investment advisory and financial planning services to individuals and families as well as institutional clients such as pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. As of December 31, 2025 the firm reported managing approximately $2.13 billion in regulatory assets for several hundred clients, with the bulk managed on a discretionary basis, and it also offers retirement-plan consulting and strategic investment counseling.
The firm establishes a written Investment Policy Statement for each client and tailors asset allocation to objectives, using fundamental and technical analysis across equities, fixed income, ETFs, and concentrated or model-based portfolios; it also provides tax‑related services and periodic account reporting. Roundview can allocate to unaffiliated sub‑advisers and, in limited circumstances, implement long/short equity strategies that employ margin or other borrowed funds, treats cash as an asset class, and may include margined assets when calculating advisory fees.
Noteworthy aspects of Roundview’s brochure include a relatively large amount of assets managed by a small advisory team (resulting in a high AUM‑per‑advisor profile) and a clear focus on pooled retirement plan management and donor‑advised fund advisory alongside individual wealth management. The firm also discloses governance and referral relationships—including a principal’s board role at a publicly traded bank and an in‑office legal referral arrangement—that create potential conflicts clients should consider.
Client services
Expertise
Fee options
Minimum annual fixed fee of $2,500 for Strategic Investment Counseling Agreement, fees are negotiable
Hourly or fixed fees may be charged for financial planning and consulting services depending on complexity and scope as per separate written agreement
Account minimum: $1,000,000 Minimum fee: $2,500 minimum annual fee for Strategic Investment Counseling Agreement
Main office
182 Nassau Street, Suite 201
Princeton NJ 08542-7000
Advisors at this office
5
Most active in
California · Colorado · Connecticut · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Tennessee · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Andrew L
CFP®, Series 63, Series 65
Princeton, NJ
Roundview Capital, LLC
Andrew Lieu is a CFP® with 13 years of industry experience, currently serving at Roundview Capital, LLC since 2010. He holds Series 63 and Series 65 licenses and works in Princeton, NJ as part of a five-advisor team. Roundview Capital provides investment advice and portfolio management to a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental and technical analysis to pursue long-term, risk-adjusted after-tax returns across a variety of asset classes and strategies, managing approximately $1.88 billion in regulatory assets.
Nicholas S
CFP®
Princeton, NJ
Roundview Capital, LLC
Nicholas Shelton is a CFP® professional with nine years at Roundview Capital, LLC and one year of prior experience at Springhill Consulting Group, totaling six years in the financial industry. He is based in Princeton, NJ. Roundview Capital is an independent SEC-registered advisory firm serving individuals, families, and institutional clients, including pension plans and charitable organizations. The firm customizes investment strategies through written Investment Policy Statements and manages approximately $2.13 billion in assets with a focus on pooled retirement plans, donor-advised funds, and individual wealth management.
Matthew W
CFA®
Princeton, NJ
Roundview Capital, LLC
Matthew Wallack is a CFA® charterholder with 16 years of experience in the financial industry. He has been with Roundview Capital, LLC since 2014. Roundview Capital provides investment advice and portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm employs a mix of fundamental and technical analysis to pursue long-term, risk-adjusted after-tax returns and manages approximately $1.88 billion in regulatory assets, serving a diverse client base that includes institutional and governmental entities.
Stephen S
Princeton, NJ
Roundview Capital, LLC
Stephen Shueh is a financial advisor with Roundview Capital, LLC in Princeton, NJ, holding 23 years of industry experience. He has worked at Roundview Capital since 2008. Outside of his advisory role, he serves on the Investment Committee for Grounds for Sculpture and is a member of the Board of Directors at The Bank of Princeton. Roundview Capital provides investment advice and portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a blend of fundamental and technical analysis to pursue long-term, risk-adjusted after-tax returns and manages approximately $1.88 billion in regulatory assets.
Howard A
Series 63, Series 65
Princeton, NJ
Roundview Capital, LLC
Howard Alter is a financial advisor with Roundview Capital, LLC in Princeton, NJ, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Roundview Capital since 2008 and previously led Alter Asset Management, Inc. from 1992 to 2012. Roundview Capital is an independent SEC-registered advisory firm serving individuals, families, and institutional clients, including pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm manages approximately $2.13 billion in regulatory assets using tailored investment policy statements and a combination of fundamental and technical analysis across various asset classes, with a focus on pooled retirement plan management and donor-advised fund advisory.
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