Roventini Financial Services, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$10,000,000
Clients
37
Advisors
1
of 1 employees
About
Roventini Financial Services, Inc. provides investment advisory and portfolio management services to individuals, high‑net‑worth individuals, and pension and profit‑sharing plans. The firm creates written Investment Policy Statements for clients and offers asset allocation recommendations, security selection guidance, and regular portfolio monitoring.
The firm’s investment approach combines fundamental analysis with modern portfolio theory and emphasizes long‑term strategies, using mutual funds and exchange‑traded funds as primary vehicles. RFSI documents clients’ risk tolerance and time horizon in an IPS and conducts periodic (at least monthly) reviews while outlining standard market, interest‑rate, liquidity, and other investment risks.
The firm’s principal also practices as an accountant and the adviser is affiliated with an accounting/CPA firm, a relationship the brochure notes may give rise to potential conflicts of interest though clients are not required to use those services. For a single‑advisor firm with roughly 37 clients and about $15 million in assets, it is less common to serve pension and profit‑sharing plans and to disclose an accounting firm affiliation; the brochure also states the adviser does not accept performance‑based fees, does not execute trading of client accounts, and does not have discretionary trading authority.
Client services
Expertise
Fee options
1.00% annually
Account minimum: $1,000,000
Main office
246 N. Main St
New City NY 10956
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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