Rovia Tree Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rovia Tree Financial is a state-registered, fee-only advisory firm that serves individuals and families with financial planning and discretionary portfolio management. The solo advisor reports discretionary assets under management of about $300,000 and does not impose account minimums.
The firm emphasizes diversification, active risk management, and long-term value creation, implementing portfolios with stocks, bonds, exchange-traded funds and option contracts, and offering passive, strategic and tactical asset-allocation approaches. Rovia Tree uses a mix of fundamental and technical analysis, charting and cyclical analysis, conducts periodic reviews (at least monthly or before quarterly meetings) and generally manages accounts on a discretionary basis.
Notable features for a small independent adviser include the explicit use of option strategies, the firm’s fee-only, unaffiliated structure with no commission-based compensation or soft-dollar arrangements, and a practice of aggregating client orders when executing trades. The firm also may have custody of client assets and does not vote proxies on client securities, leaving proxy materials to be sent directly to clients.
Client services
Expertise
Fee options
Up to 2% of assets under management (AUM) annually, deducted daily
Fee-only: Advisory fees charged are fee-only with no commissions or sales-based compensation
Main office
Lebanon OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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