ROW Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$11,000,000
Clients
38
Advisors
2
across 2 offices
About
The firm provides ongoing portfolio management and advisory services to individuals, high‑net‑worth individuals, and pension and profit‑sharing plans, managing roughly $14 million across about 38 client relationships. Services include developing written investment policy statements, asset allocation and selection, regular portfolio monitoring, and access to mutual funds, fixed‑income securities, equities, ETFs (including precious‑metals ETFs), TIPS, and insurance products such as annuities.
ROW’s investment approach combines multiple methods of analysis — fundamental, quantitative, technical, charting, cyclical analysis, and modern portfolio theory — and it uses both long‑ and short‑term trading strategies as appropriate. The firm documents client risk tolerances and may request discretionary trading authority, but the majority of assets reported are managed on a non‑discretionary basis and clients receive monthly custodial reporting.
Distinctive features include an affiliation with an insurance agency and licensed insurance sales by firm personnel, with the firm disclosing and documenting these conflicts when insurance products are recommended. The firm also requires use of a specified custodian, does not aggregate block trades across clients, and accepts pension/profit‑sharing plan clients — characteristics that are less common among peers in this category.
Client services
Expertise
Fee options
$1 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Commission income from insurance product sales by representatives; not primary source of compensation, advisory fees not reduced to offset commissions.
Main office
See office1035 Brighton Beach Ave., Suite 6 A
Brooklyn NY 11235
Advisors at this office
1
Offices (2)
Most active in
New York · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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