Rowland Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management, financial planning, and employer retirement-plan services to a mix of institutional and individual clients, including corporate pensions, profit-sharing plans, and charitable organizations. Services include plan design and administration (Simple IRAs, 401(k)s, 403(b)s and church plans), participant education, and arrangements with third‑party administrators.
The firm operates on a non-discretionary basis, collaborating with clients to develop client-specific investment policy statements and recommending diversified, asset‑allocated portfolios implemented largely with low‑cost mutual funds and ETFs; it seeks to limit turnover and to employ tax‑aware asset location. Reviews are performed semi‑annually and annually and clients receive custodial statements and periodic performance reporting.
What is distinctive for this firm is an affiliated insurance brokerage wholly owned by the firm’s principal that provides employee‑benefit products (medical, dental, life, disability, vision) and related services, an affiliation that is uncommon among investment‑manager firms. The firm also offers standalone financial planning billed on an hourly basis and emphasizes employer retirement-plan solutions and TPA arrangements, a combination of services that differentiates it from peers focused solely on pooled or institutional asset management.
Client services
Expertise
Fee options
$0 - $999,999: 1.00% $1,000,000 - $2,999,999: 0.75% $3,000,000 - $4,999,999: 0.50% $5,000,000 - $9,999,999: 0.35% $10,000,000+: 0.25%
$250 per hour for standalone financial planning services
Minimum fee: $1,000 per year minimum fee for new clients Fee-only: Fee-based only services; no commissions received by the firm
Main office
3017 Douglas Blvd # 300
Roseville CA 95661
Advisors at this office
1
Most active in
California
Also doing business as
Rowland Financial Services · Rowland, Daniel Lee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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