Rowley Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$56,779,207
Clients
63
Advisors
2
of 2 employees
About
Rowley Financial LLC works with individuals (including high‑net‑worth clients), charitable organizations and business entities to provide discretionary and non‑discretionary portfolio management, pension consulting and financial planning services. The firm also distributes a monthly email that links to four to five external financial‑news articles as a client communication.
The firm’s investment process combines fundamental and technical analysis and primarily employs long‑term trading across mutual funds, equities, fixed income, ETFs, REITs, annuities and select non‑U.S. securities, with accounts reviewed at least quarterly and client approval sought for non‑discretionary trades. Rowley Financial documents personalized investment policies and monitors portfolios regularly, and it does not accept proxy‑voting authority for client securities.
Distinctive features include a single management person/sole principal ownership structure while maintaining a small advisory staff and roughly $86.8 million in assets under management across about 63 clients, a profile more typical of solo or boutique firms. The brochure also notes the firm provides financial plans at no charge, reimburses most transaction fees tied to investment management, and uses Charles Schwab’s institutional custody and research/technology services—arrangements disclosed as potential conflicts and addressed under the firm’s compliance procedures.
Client services
Expertise
Fee options
$1 - $750,000: 1.25% $750,001 - $1,000,000: 1.125% $1,000,001 - $2,000,000: 1.00% $2,000,001 - And Up: 0.75%
Main office
Parker CO
Advisors at this office
2
Most active in
Arizona · Colorado · Maryland · North Carolina · South Carolina · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jonathan B
Series 65
Parker, CO
Rowley Financial LLC
Jonathan Bonner is a financial advisor at Rowley Financial LLC and holds a Series 65 credential. He has one year of industry experience, previously working in various roles outside the financial services sector, including positions at Enterprise Mobility and Northern Virginia Pediatric Associates. Rowley Financial LLC provides portfolio management, pension consulting, and financial planning services to individuals, charitable organizations, and business entities. The firm employs a combination of fundamental and technical analysis with a long-term trading approach, managing approximately $86.8 million in assets for about 63 clients.
Joseph R
Series 63, Series 65
Parker, CO
Rowley Financial LLC
Joseph Rowley is a financial advisor with Rowley Financial LLC, holding Series 63 and Series 65 credentials and over 32 years of industry experience. His career includes roles at Rowley Financial/Commonwealth Financial Network from 2000 to 2018 and operating as a sole proprietor from 1998 to 2024. Rowley Financial LLC serves individuals, including high-net-worth clients, charitable organizations, and business entities by providing discretionary and non-discretionary portfolio management, pension consulting, and financial planning services. The firm employs a combined fundamental and technical analysis approach with long-term trading strategies and maintains personalized investment policies while conducting regular portfolio reviews.
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