A complete list of active advisors currently associated with Royal Financial Investment Group

Warmer can help you find a great advisor at Royal Financial Investment Group or one who fits your needs even better.

Royal Financial Investment Group LLC provides discretionary investment management primarily to individual (non–high-net-worth) clients and also accepts business, 401(k) plan and charitable clients. The firm manages a compact client base of roughly 50 accounts with about $6 million in assets under management and advises on equities, options, bonds, U.S. Treasuries, ETFs, mutual funds and municipal securities. The firm pursues a core-and-satellite approach, describing the core as tracking major indexes (using ETFs, including leveraged bullish ETFs) while satellite holdings focus on higher-beta growth stocks; it also uses options strategies and ongoing rebalancing. Accounts are managed on a discretionary basis with monthly account reviews, at least semi-annual client meetings, and a requirement that clients custody assets at the firm’s designated broker-dealer. Compared with peers, the firm is notable for explicitly not serving high-net-worth clients and for operating with a single advisory professional and modest AUM, which shapes its client service model and target market. The firm’s managing member maintains outside activities — including licensed insurance sales, a financial literacy nonprofit that is also a client, and a public podcast — and the brochure discloses custodial arrangements (soft-dollar benefits and a paid marketing link with the custodian) that the firm identifies as potential conflicts of interest.

To learn more about the advisors currently working at Royal Financial Investment Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.