A complete list of active advisors currently associated with Royale Investment Advisor LLC
Warmer can help you find a great advisor at Royale Investment Advisor LLC or one who fits your needs even better.
The firm provides asset management and financial planning and consulting to individual and high‑net‑worth clients, offering tailored portfolios and planning across areas such as retirement, estate, charitable giving, tax and corporate structuring, and specialized analyses (for example, cost segregation and real estate evaluation). As disclosed in the brochure, it manages $10,153,820 on a non‑discretionary basis for a small client base (12 clients) and documents account minimums and alternative flat‑fee arrangements for smaller accounts. The adviser describes a process of continuous account supervision and client education, using fundamental analysis and a primary long‑term buy‑and‑hold approach while retaining the flexibility to employ short‑term and trading strategies when appropriate. Because the firm manages assets primarily on a non‑discretionary basis, it seeks client approval before effecting securities transactions and conducts regular portfolio reviews (weekly monitoring and at least quarterly rebalancing recommendations are noted). What is distinctive is the firm’s predominance of non‑discretionary assets—an arrangement that leaves trade authorization with clients rather than being routinely delegated to the adviser—which contrasts with the more common discretionary model among independent advisers. The brochure also discloses an ongoing custodial and brokerage arrangement with Shareholders Service Group, Inc. that supplies execution, administrative and research services (including soft‑dollar research), a feature the firm notes is considered in its best‑execution determinations and may present potential conflicts of interest.
To learn more about the advisors currently working at Royale Investment Advisor LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Lake Mathews, CA
| 20
|
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