RSG Investments LLC logo

RSG Investments LLC

Updated today

Client AUM

$139,914,805

Clients

553

Advisors

7

of 25 employees

About

RSG Investments, LLC is an SEC-registered investment adviser that manages roughly $140.5 million and serves individuals, trusts, retirement and profit‑sharing plans, and business entities. The firm provides discretionary asset management through direct portfolio management and model portfolio solutions, together with financial planning and qualified plan consulting.

RSG combines the use of third‑party model managers (utilizing AE Wealth Management’s model program) with direct asset management and uses fundamental, technical and tactical/strategic asset allocation methods, typically managing accounts on a discretionary basis while permitting client‑imposed restrictions. The firm also provides complimentary retirement workshops for prospective clients and conducts periodic (at least annual) account reviews, with custody generally held at Charles Schwab or Fidelity.

Noteworthy aspects in the brochure include that many of its investment adviser representatives are separately licensed insurance agents who may sell annuities and other insurance products (the brochure estimates about half of advisers’ time may be spent on insurance sales) and that the firm works with an insurance marketing organization (Advisors Excel), which can involve incentive arrangements. RSG also acts as a portfolio manager in a wrap fee program sponsored by AEWM and discloses related conflicts of interest and supervisory controls intended to address those conflicts.

Client services

Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Annuities Charitable giving & philanthropy Cash flow / budgeting

Occupation focus

Founder/Business Owner Retired

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

$0+: 1.45% annually (Model Portfolio Solutions) $0+: 0.90% annually (Direct Asset Management Services) $0+: Up to 2% annually (Asset Management Services through Third Party Advisors, negotiable, maximum 2%)

Commissions

Insurance products sold by representatives in their capacity as independent insurance agents with commissions.

Other

Account minimum: $10,000

Main office

6801 W 107th St

Overland Park KS 66212

Advisors at this office

7

Most active in

Florida · Kansas · Missouri · Texas

Also doing business as

Retirement Solutions Group · Rsg Investments LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Kristy E

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Kristy Eller is a financial advisor with RSG Investments LLC in Overland Park, KS, holding Series 63 and Series 65 licenses and possessing 14 years of industry experience. Her background includes roles at AE Wealth Management, Pruco Securities, Prudential Insurance, Mass Mutual, and Edward Jones. She also worked with an attorney in a legal support capacity for five years. RSG Investments, LLC is an SEC-registered investment adviser managing approximately $140.5 million for individuals, trusts, retirement and profit-sharing plans, and business entities. The firm offers discretionary asset management using a combination of third-party model managers and direct portfolio management, along with financial planning and qualified plan consulting services.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Alan B

Series 65

Overland Park, KS

RSG Investments LLC

Alan Becker is a Series 65 licensed advisor with RSG Investments LLC, based in Overland Park, KS, and has 10 years of industry experience. He has worked at AE Wealth Management, LLC, Global Financial Private Capital, LLC, and has been involved with several related entities including RSG Holdings and Retirement Solutions Group. Becker is also the author and publisher of a book. RSG Investments provides discretionary asset management and investment advice primarily to individual clients, trusts, retirement and profit-sharing plans, and other business entities. The firm employs a combination of fundamental, technical, and charting analysis and offers tactical and strategic asset allocation along with value-oriented strategies through model portfolios and direct management.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Gaven P

Series 66

Overland Park, KS

RSG Investments LLC

Gaven Pinkley is a financial advisor at RSG Investments LLC with a Series 66 designation and two years of industry experience. He previously worked at LPL Financial LLC and Central Trust Bank. RSG Investments LLC manages approximately $140.5 million and serves individuals, trusts, retirement and profit-sharing plans, and business entities. The firm offers discretionary asset management using a combination of third-party model managers and direct portfolio management, along with financial planning and qualified plan consulting.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Dylan P

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Dylan Pollock is a financial advisor with RSG Investments LLC, holding Series 63 and Series 65 licenses and five years of industry experience. He previously worked at Commerce Trust Company and American Century Investment Services, Inc. before joining RSG Investments. RSG Investments LLC manages approximately $140.5 million and serves individuals, trusts, retirement and profit-sharing plans, and business entities. The firm provides discretionary asset management using a combination of third-party model managers and direct portfolio management, along with financial planning and qualified plan consulting.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Tatiana M

Series 65

Overland Park, KS

RSG Investments LLC

Tatiana Mc Intyre is a financial advisor at RSG Investments LLC with one year of industry experience. She holds a Series 65 designation and previously worked at Retirement Solutions Group, Inc., Retirement Investments, LLC, MSTS, and Continental Siding Supply. Mc Intyre is also licensed as an insurance agent through Retirement Solutions Group, LLC. RSG Investments, LLC is an SEC-registered investment adviser managing approximately $140.5 million for individuals, trusts, retirement and profit-sharing plans, and business entities. The firm offers discretionary asset management using a combination of third-party model managers and direct portfolio management, alongside financial planning and qualified plan consulting.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Samuel B

Series 63, Series 65

Overland Park, KS

RSG Investments LLC

Samuel Bass is a financial advisor at RSG Investments LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at AE Wealth Management and Country Financial. Bass is also involved with Retirement Solutions Group, Inc., where he engages in annuity, life, and Medicare sales. RSG Investments, LLC manages approximately $140.5 million and serves individuals, trusts, retirement and profit-sharing plans, and business entities. The firm offers discretionary asset management through a combination of direct portfolio management and model portfolio solutions, incorporating fundamental, technical, and tactical strategies.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
user avatar

Douglas M

Series 65

Overland Park, KS

RSG Investments LLC

Douglas Miller is a financial advisor at RSG Investments LLC with one year of industry experience. He holds a Series 65 credential and has previously worked at Market Investment Group, Market Advisory Group, and Foundations Investment Advisors. Outside of his advisory role, he is an independent insurance agent affiliated with Market Advisory Group, LLC. RSG Investments LLC is an SEC-registered investment adviser managing approximately $140.5 million and serves individuals, trusts, retirement and profit-sharing plans, and business entities. The firm employs a combination of third-party model managers and direct asset management, using fundamental, technical, and tactical/strategic asset allocation approaches, typically managing accounts on a discretionary basis.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
View complete list of advisors at this firm
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)