Running Oak Capital LLC

Jeffrey Broders is a financial advisor at Running Oak Capital LLC with 22 years of industry experience. He holds a Series 66 designation and previously worked at Principal Funds Distributor, Inc. and Principal Financial Group. Running Oak Capital provides investment advisory services to high-net-worth individuals and various institutional and intermediary clients. The firm focuses on equity strategies through separately managed accounts, sub-advisory relationships, and serving as the investment adviser to the Running Oak Efficient Growth ETF.

Yat Sing Wong is a financial advisor with Running Oak Capital LLC, holding a Series 65 credential and three years of industry experience. Prior to his current role, he has worked at firms including BDO, Cascade Asia, and Gryphon Strategies. Outside of finance, he works as a contractor interpreter for Radio Free Asia and serves as a brand ambassador for ITA Promotions. Running Oak Capital provides investment advisory services to high-net-worth individuals and various institutional clients, specializing in equity strategies focused on earnings growth, valuation, and downside volatility management. The firm manages approximately $875 million in assets and serves over 1,000 client accounts through separately managed accounts, sub-advisory relationships, and as adviser to the Running Oak Efficient Growth ETF.

Lawrence Chan is a financial advisor at Running Oak Capital LLC with 19 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining Running Oak Capital in 2022, he worked at J.P. Morgan Securities for 12 years. Running Oak Capital provides investment advisory services to high-net-worth individuals and various institutional and intermediary clients. The firm focuses primarily on equity strategies, managing portfolios with a blend of fundamental and quantitative analysis, and serves as the adviser to the Running Oak Efficient Growth ETF.