RV Strategies

RV Strategies primarily works with individuals and high‑net‑worth individuals by referring prospective advisory clients to an independent third‑party investment adviser and by providing information, its brochure, and a solicitor disclosure to prospects. The firm is compensated by the third‑party adviser for those referrals and does not charge clients direct advisory fees.

RVS does not provide investment advice or portfolio management itself; it meets with prospects to understand their financial situation and explain the services available from the third‑party adviser, which performs any tailored planning, implementation, monitoring, and custody. The firm does not accept custody or discretionary authority over client accounts and does not monitor accounts on an ongoing basis.

Noteworthy aspects of the firm include that a principal maintains an active law license and a separate legal practice, although legal services are not provided through the advisory relationship and the practices are kept separate. Because RVS is paid for referrals, it discloses that potential conflict of interest and limits its involvement with client accounts (for example, excluding itself from client–advisor conversations and not retaining access to client holdings).