S Conway Consulting, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual clients across a range of net worths and also provides advisory services to small businesses, non-profits, and endowments. Its work centers on household financial planning—about 75% of engagements are comprehensive financial plans—and on fee-only investment advice and discretionary portfolio management.
The firm's investment approach is long-term, diversified, and largely buy-and-hold, emphasizing low-cost, index-based investments and periodic rebalancing; it uses model portfolios and requires a mutually agreed Investment Policy Statement for managed accounts. While the firm typically invests in ETFs, mutual funds, equity and fixed income securities, it may also employ derivatives in separately managed accounts to implement tactical or risk-management objectives.
Noteworthy attributes include its solo-advisor structure—a single CFP practitioner who also performs compliance and supervision—managing roughly $16 million for a compact client base, and an explicit focus on coordinating personal and small-business finances for owners. The firm requires discretionary authority for portfolio management and generally requires managed accounts to be custodied at Charles Schwab, practices that are not universal among similar independent advisers.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fees typically $2,400; complex estates $5,000-$10,000 or more.
$0 - $5 Million: 0.75% >$5 Million+: 0.25%
$300 per hour, billed in fifteen-minute increments.
Fee-only: Flat fees for financial planning; hourly fees; tiered percentage of AUM for portfolio management.
Main office
Ithaca NY
Advisors at this office
1
Most active in
California · Indiana · New York
Also doing business as
Conway Financial Planning · S Conway Consulting, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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