A complete list of active advisors currently associated with S & L Financial Management

Warmer can help you find a great advisor at S & L Financial Management or one who fits your needs even better.

S & L Financial Management is an independent, single-advisor registered investment adviser that provides discretionary portfolio management and project-based financial counseling to individuals, trusts, estates, charitable organizations, and business entities. The firm delivers custom investment management alongside financial planning work such as retirement planning, tax-aware strategies, and cash flow analysis. The adviser follows a concentrated value strategy focused on long-term capital appreciation, typically holding a small number of equity positions and using both fundamental and technical analysis within a tactical allocation framework. The firm may employ trading techniques including margin, option writing and other derivatives in separately managed accounts, and may structure compensation arrangements that include performance-based fees for qualified clients. Compared with many peers, S & L’s combination of performance-fee arrangements, use of derivatives in separately managed accounts, and willingness to provide portfolio management to institutional or business clients is uncommon for a solo independent adviser. The brochure also discloses that the firm’s principal holds a compensated ministerial role outside the adviser, a relationship the firm acknowledges as a potential conflict and addresses through suitability, trading policies, and disclosures.

To learn more about the advisors currently working at S & L Financial Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.