A complete list of active advisors currently associated with S3, Inc

Warmer can help you find a great advisor at S3, Inc or one who fits your needs even better.

S3, Inc. works primarily with individual investors and trustees, offering portfolio management and personal financial planning tailored to each account. The firm manages individualized accounts that can include dividend-paying stocks, bonds, mutual funds and, in certain situations, options or other types of assets. Its investment approach emphasizes a buy-and-hold strategy focused on dividend-paying common stocks selected through a screening process that yields a buy list organized across 13 industry sectors; bond selection generally targets up to BBB corporate quality with smaller-lot diversification. Although the firm typically has written discretionary authority, it reports that it rarely exercises that discretion in practice and prefers to implement changes through face-to-face meetings or email communication. What is distinctive is that the firm discloses the ability to hold derivatives (options) and other non-standard assets in client accounts and that it serves as trustee for some client trusts, creating potential conflicts and constructive custody arrangements that may lead to hiring outside managers in specific cases. The brochure also notes receipt of soft-dollar research and services from its chosen custodian and an unrelated rental-property business, details that are less common among similar supported firms.

To learn more about the advisors currently working at S3, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.