Saaga Wealth Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Saaga Wealth Planning LLC is a state-registered investment adviser that works with individuals and high‑net‑worth clients, providing discretionary portfolio management, one‑time financial planning, and ongoing retainer consulting. Founded in July 2026, the brochure notes the firm currently reports no assets under management and offers managed accounts as well as standalone planning and retainer services.
The firm customizes advice to clients’ objectives, time horizons, and risk tolerances and uses a range of strategies including asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term purchases; clients may grant discretion through a signed trading authorization. Saaga emphasizes risk management and preserving long‑term purchasing power, recommends ongoing consultation with tax professionals, and provides semi‑annual plan updates with quarterly meetings for retainer clients.
Distinctive elements disclosed in the brochure include the principal’s prior roles at several advisory firms and professional credentials (CFP®, CEPA®), reflecting experience across other advisers rather than only a lone‑practitioner background. The firm also identifies a preferred custodial relationship with Charles Schwab and specifically discloses that some third‑party service providers use artificial intelligence, describing periodic due diligence to mitigate AI‑related data and security risks.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning from $200 to $5,000 per project; Retainer services initial fee $1,500 plus ongoing monthly fees $200 - $500.
$0 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $3,000,000: 0.70% $3,000,001 - $4,000,000: 0.60% $4,000,001+: 0.50%
$150 - $250 per hour for financial planning services.
Retainer service ongoing monthly fee ranging from $200 - $500/month.
Fee-only: Hourly fees range from $150 - $250 per hour; Fixed fees range from $200 to $5,000 per project.
Main office
Fremont CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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