Safe Harbor Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$25,994,076
Clients
25
Advisors
3
of 4 employees
About
Safe Harbor Asset Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, high-net-worth clients, and pension/profit-sharing plans. Like many supported advisers, it charges percentage-of-AUM fees for portfolio management and delivers regular account monitoring and quarterly reporting.
The firm emphasizes a quantitative, drawdown-focused investment process developed in partnership with Redwood Investment Management, offering five Engineered Risk Budget (ERB) portfolios that combine low-cost passive ETFs and mutual funds with tactically risk-managed strategies, private debt, and Redwood specialized funds. Portfolios are rebalanced in collaboration with Redwood and are designed to meet numeric drawdown guidelines with an emphasis on capital preservation.
The brochure discloses several practices that are less common among peers: the firm holds invitation-only educational seminars, its representatives act as licensed insurance brokers and receive customary insurance commissions, and it engages in compensated testimonials or endorsements under written agreements in compliance with Rule 206(4)-1. It also discloses marketing relationships with certain product sponsors that reimburse website and search-engine optimization expenses, noting these arrangements as potential conflicts of interest that it seeks to mitigate.
Client services
Expertise
Fee options
Flat fees from $1,500 to $5,000 for financial planning and consulting services; up to $5,000 flat fee for Phase One of 1031 Exchange consulting
$0 - $250,000: 2.50% annually $250,001 - $500,000: 1.00% annually $500,001 - $2,000,000: 0.80% annually $2,000,001 - $5,000,000: 0.60% annually $5,000,001+: Negotiable
Up to $275 per hour for financial planning and consulting services
Account minimum: $100,000 Minimum fee: Financial planning minimum fee of $1,500 Fee-only: Hourly financial planning fees up to $275/hour; flat fees from $1,500 to $5,000; 1031 Exchange consulting fees up to $5,000 flat fee in Phase One, and up to 6% of assets in Phase Two
Main office
167 East Main Street
Huntington NY 11743
Advisors at this office
3
Most active in
New York
Also doing business as
1031 Investment Property Solutions · Safe Harbor Asset Management, Inc. · Safeharbor Asset Management · Stephen K. Davis Financial Services Ltd.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Emanuel D
CFP®
Huntington, NY
Safe Harbor Asset Management, Inc.
Emanuel De Freitas is a CFP® professional with four years of experience at Safe Harbor Asset Management, Inc. He has been involved with DeFreitas & Minsky, LLP since 1986. Safe Harbor Asset Management provides discretionary portfolio management and financial planning to individual and institutional clients, including high-net-worth individuals and employer retirement plans. The firm employs a quantitative, drawdown-focused investment approach called Engineered Risk Budgets (ERBs) and offers services such as retirement plan consulting, standalone financial planning, and 1031 exchange consulting.
Alexander S
Series 63, Series 65
Huntington, NY
Safe Harbor Asset Management, Inc.
Alexander Steinberg is a financial advisor with Safe Harbor Asset Management, Inc., holding Series 63 and Series 65 licenses and possessing nine years of industry experience. His prior work includes roles at Kensington Company & Associates, Great Point Capital, LLC, and Axiom Capital Management, Inc. Outside of advising, he is the owner and managing broker of Proper Foundations, LLC, a real estate brokerage. Safe Harbor Asset Management provides discretionary portfolio management, financial planning, and retirement plan consulting for individuals, high-net-worth clients, and pension/profit-sharing plans. The firm employs a quantitative, drawdown-focused investment approach with diversified portfolios that combine passive ETFs, tactically risk-managed strategies, and specialized funds.
Stephen D
Series 63
Huntington, NY
Safe Harbor Asset Management, Inc.
Stephen Davis is a financial advisor at Safe Harbor Asset Management, Inc. in Huntington, NY, with 39 years of industry experience. He holds a Series 63 designation and has been with Safe Harbor Asset Management since 1995. In addition to his advisory role, he conducts business in life and annuity insurance. Safe Harbor Asset Management provides discretionary portfolio management and financial planning services to a select group of individual and institutional clients, including high-net-worth individuals and employer retirement plans. The firm employs a quantitative, drawdown-focused investment approach called Engineered Risk Budgets, emphasizing capital preservation through diversified portfolios that include ETFs, mutual funds, private debt, and specialized funds.
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