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Safe Harbor Wealth Advisors, LLC

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Client assets under management

$167,200,727

Clients

465

8% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

More info

Clients per advisor

233

Very High

Average account size

$359,571

About

Safe Harbor Wealth Advisors serves individuals (including both high‑net‑worth and non‑HNW clients) and a range of institutional and trust accounts, providing portfolio management, financial planning, and consulting services. The firm also acts as a co‑advisor and referral partner to an external money manager and implements client‑directed restrictions when requested.

The firm’s investment process relies largely on third‑party model portfolios: Safe Harbor has discretion to select and maintain appropriate models but does not generally select individual securities, and may use fundamental, technical, or cyclical analysis and a range of strategies (including options) as part of client plans. Client objectives and risk tolerances are documented in investment policy statements or risk tolerance forms, and accounts are reviewed at least quarterly or more frequently as needed.

What is distinctive about Safe Harbor is its material affiliation with insurance businesses: a principal devotes substantial time to an insurance practice that generates more than half of his revenue and the firm also operates a Medicare supplement business, and these activities can create commission‑based conflicts of interest disclosed in the brochure. The firm’s co‑advisor relationship with a named third‑party manager (Gradient Investments) involves fee‑sharing, incentive payments tied to AUM thresholds, and ownership links between the firm’s parent entities and interests in that manager; the brochure describes disclosure and fiduciary procedures the firm uses to mitigate those conflicts.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies

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Fee options

Fixed

Fixed financial planning fees, negotiable, maximum $2,500.

Percentage

All Assets+: 1.75% All Assets+: 1.60% All Assets+: 1.50% All Assets+: 1.00%

Project-based

$250 per hour for financial planning work if refunded on cancellation.

Other

Fee-only: Financial planning fixed fees up to $2,500 based on complexity and client needs.

Main office location

Safe Harbor Wealth Advisors, LLC

6099 Frantz Road

Dublin OH 43017, United States

Number of offices

2

Most active in

More info

Florida · Kentucky · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

X Website 614-760-0670

Advisors at this firm

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user avatar

Nicholas G

ChFC®, Series 63

Dublin, OH

Safe Harbor Wealth Advisors, LLC

Nicholas Groves is a financial advisor at Safe Harbor Wealth Advisors, LLC in Dublin, Ohio, with 17 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to his current role, he worked at Nationwide Investment Services Corporation and Gradient Securities, LLC. Outside of advising, Groves is involved in an active insurance business through an affiliated company. Safe Harbor Wealth Advisors provides investment advisory and financial planning services to individuals, trusts, pension plans, estates, charitable organizations, and business entities. The firm manages approximately $165 million and employs a model portfolio approach primarily through co-advisor relationships with third-party managers.

General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
user avatar

Cory S

Series 65

Dublin, OH

Safe Harbor Wealth Advisors, LLC

Cory Sickles is a Series 65 licensed financial advisor with over 11 years of industry experience, currently serving as Managing Member and Investment Advisor Representative at Safe Harbor Wealth Advisors, LLC in Dublin, Ohio. His career includes roles at several affiliated Safe Harbor entities and Prosperity Asset Management, LLC, with additional involvement as President and Owner of Safe Harbor Health, LLC, a Medicare supplement sales business. Safe Harbor Wealth Advisors provides investment advisory and financial planning services to individuals, trusts, pension plans, estates, charitable organizations, and business entities. The firm manages approximately $165 million across several hundred client accounts and employs a portfolio management approach centered on third-party model portfolios, primarily through a co-advisor relationship with Gradient Investments.

General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies
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