Safewater Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SafeWater Investment Management LLC provides portfolio management and standalone financial planning services primarily to individual and high‑net‑worth clients. The firm manages about $31.35 million for roughly 93 clients and documents each engagement with an Investment Policy Statement and ongoing portfolio monitoring.
The investment approach combines a wide set of methods — including charting, cyclical, fundamental, quantitative, technical analysis and modern portfolio theory — and implements both long‑term and short‑term trading across mutual funds, equities, fixed income, REITs, ETFs (including precious‑metal ETFs) and non‑U.S. securities. SWIM generally operates with discretionary trading authority, delivers quarterly custodial reporting, and provides financial plans as one‑time deliverables unless additional services are arranged.
Noteworthy operational features include a requirement that clients use Schwab Institutional for custody and execution and disclosure that the firm may receive Schwab institutional services and related soft‑dollar benefits. The firm also reports no account minimums, does not participate in wrap or performance‑based fee programs, and reserves the right to end relationships if client restrictions would impede its standard service model.
Client services
Expertise
Fee options
$0 - $100,000: 1.75% $100,000 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 1.00% $3,000,000+: 0.85%
$300 per hour
Main office
Alpharetta GA
Advisors at this office
2
Most active in
Georgia
Also doing business as
Jennings Financial Planning & Investments · Jennings Financial Planning & Investments LLC · Safewater Investment Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Owen B
Series 63, Series 66
Alpharetta, GA
Safewater Investment Management LLC
Owen Blank is a financial advisor at SafeWater Investment Management LLC with 11 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining SafeWater, Owen worked at Morgan Stanley and Morgan Stanley Private Bank for a combined total of 10 years. Outside of finance, he is involved in manufacturing through Sujac Sewing and owns Snacks Music, an art and culture business in Decatur, Georgia. SafeWater Investment Management LLC provides portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm employs a diverse investment approach incorporating multiple analytical methods and manages approximately $31.35 million for about 93 clients.
Craig J
Series 66
Alpharetta, GA
Safewater Investment Management LLC
Craig Jennings is a financial advisor at Safewater Investment Management LLC with 11 years of industry experience. He holds a Series 66 designation and has worked at Jennings Financial Planning & Investments, World Equity Group, Nicholas Wealth Management, Kelley and Mullis Wealth Management, and Securities America. In addition to advising, he is a licensed insurance agent. Safewater Investment Management provides advisory services to individual and high-net-worth clients, offering discretionary portfolio management and financial planning. The firm applies various analytical methods and manages diverse asset types without outsourcing portfolio management, serving clients without an account minimum.
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