Sheridan, WY Office

The firm serves individual and high-net-worth clients as well as trusts and estates, managing roughly $21 million for a small client base of about two dozen households. It offers ongoing portfolio management, one-time and hourly financial planning, and will refer clients to third‑party money managers for outsourced management when appropriate.

The firm documents client objectives in individualized Investment Policy Statements and relies primarily on fundamental analysis while employing a range of strategies, including long- and short-term trading, margin, and options writing. Although client agreements may seek discretionary authority, the firm reported that virtually all assets were managed on a non‑discretionary basis as of the latest filing, an arrangement that differs from most peers.

A principal of the firm also maintains an active law practice on a part‑time basis, creating an uncommon affiliation with a law firm that may affect how legal and financial matters are coordinated. The firm discloses a fee‑sharing arrangement when directing clients to third‑party managers, which is a potential conflict of interest to consider alongside its small, closely managed client roster.