Sage Stone Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$228,963,689
Clients
112
Advisors
3
of 4 employees
About
Sage Stone Wealth Management advises individuals (including high‑net‑worth clients), charitable organizations, foundations, pension and profit‑sharing plans, and businesses, providing comprehensive portfolio management, financial planning consultations, separate account management, sub‑adviser services, investment policy statement (IPS) creation and portfolio monitoring. The firm conducts an initial complimentary interview and implements services under written agreements that typically include ongoing account review and quarterly reporting.
Investment decisions are grounded in fundamental analysis and can combine passive and active elements — portfolios commonly include ETFs, mutual funds, individual equities and bonds, with client‑directed ethical screens and specific strategies such as an Inflation‑Hedged approach and a Dividend Strategy; the firm may, in some accounts, employ margin. Fees are generally percentage‑of‑assets billed quarterly for managed accounts, and financial planning is available on an hourly basis.
Distinctive operational features include a formal proxy‑voting framework (effective May 1, 2025) that uses Institutional Shareholder Services and gives clients the option to have proxies voted according to either Catholic Faith‑Based U.S. Voting Guidelines (labeled “Faith Driven Investing”) or ISS’s SRI guidelines. The firm also participates in an institutional platform that provides access to educational conferences, roundtables and webinars and other practice‑management resources, a capability that the brochure highlights alongside its custody and service relationships.
Client services
Expertise
Fee options
$5,000 to $25,000 for Investment Policy Statement Creation and Review when provided as standalone service
$0+: Up to 1% annually for Comprehensive Portfolio Management (exact percentage determined individually) $0+: Up to 0.50% annually for Portfolio Monitoring Services
$250 per hour for Financial Planning Consultations; billed in six-minute increments
Account minimum: $250,000 Minimum fee: $5,000 minimum fixed fee for Investment Policy Statement Creation and Review Services Fee-only: Fee-only advisory services; no commissions or mark-ups on securities transactions
Main office
7946 Ivanhoe Avenue, Suite 316
La Jolla CA 92037
Advisors at this office
3
Most active in
California · Massachusetts · Texas
Also doing business as
King & Co. Investment Counsel LLC · Sage Stone Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Roy L
Series 65, Series 66
La Jolla, CA
Sage Stone Wealth Management LLC
Roy Lopez II is a financial advisor at Sage Stone Wealth Management LLC in La Jolla, CA, with 16 years of industry experience. He holds the Series 65 and Series 66 designations and has been with Sage Stone Wealth Management since 2010. Sage Stone Wealth Management provides portfolio management, financial planning, and related services to individuals, including high-net-worth clients, charitable organizations, foundations, pension and profit-sharing plans, and businesses. The firm combines fundamental analysis with both passive and active investment strategies and offers client-directed ethical screens along with specific approaches such as Inflation-Hedged and Dividend strategies.
Mary N
Series 66
La Jolla, CA
Sage Stone Wealth Management LLC
Mary Naber is a financial advisor at Sage Stone Wealth Management LLC with 24 years of industry experience. She holds the Series 66 designation and has been with Sage Stone since 2010. Sage Stone Wealth Management advises individuals, charitable organizations, foundations, pension and profit-sharing plans, and businesses, offering services including portfolio management, financial planning, and investment policy statement creation. The firm’s investment approach combines fundamental analysis with both passive and active strategies, incorporating ETFs, mutual funds, individual equities and bonds, and client-directed ethical screens.
Ethan S
Series 65
La Jolla, CA
Sage Stone Wealth Management LLC
Ethan Senn is a financial advisor at Sage Stone Wealth Management LLC with one year of industry experience. He holds a Series 65 designation and has worked previously at Primerica and in various roles outside finance, including at Smoky Mountain Pizzeria and Grill. Sage Stone Wealth Management LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, charitable organizations, retirement plans, and businesses. The firm uses a combination of active and passive investment strategies with a focus on fundamental analysis, offering tailored portfolios that may include ethical or faith-aligned screens and emphasizes client education and governance.
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