Sagevest Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sagevest provides discretionary investment management and related wealth management services to individuals—with an emphasis on high-net-worth clients—and to corporate pension and profit-sharing plans. The firm’s services include asset allocation, selection and implementation of investments, ongoing monitoring, and periodic reporting using custodial statements and optional quarterly performance reports.
The firm follows a long-term investment philosophy that emphasizes diversification across asset classes, investment styles, market capitalizations, sectors, and regions, and typically implements portfolios with no-load mutual funds, index funds, and exchange-traded funds. Sagevest manages accounts on a discretionary basis, tailoring asset allocation to each client’s risk tolerance and circumstances and conducting at least annual reviews (more frequently as needed).
Noteworthy aspects include the firm’s small scale—roughly $61.5 million in discretionary assets under management and a limited client base—and that the firm’s principal is separately licensed to sell insurance and may receive commissions on insurance products, a potential conflict disclosed in the brochure despite the firm’s fee-only investment management business. The firm also notes occasional use of private and public REITs and private funds in client portfolios, and it does not accept proxy-voting authority, leaving voting decisions with clients.
Client services
Expertise
Fee options
In some cases, a negotiated flat fee may be charged instead of asset-based fees.
$0+: 0.90% annually +: down to 0.25% annually depending on assets under management
Minimum fee: Minimum annual fees may apply and will be disclosed in client agreement; may be negotiated or waived. Fee-only: Fees are charged on a fee-only basis, based on assets under management or negotiated flat fee.
Main office
4695 Macarthur Court, Suite 1100
Newport Beach CA 92660
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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