S
Sakthi Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Sakthi Capital provides portfolio management, financial planning, and financial education services to individuals, high‑net‑worth clients, corporations, trusts, and business entities. The firm offers tailored investment programs documented with an Investment Policy Statement and can manage accounts on a discretionary basis.
The firm’s investment process combines fundamental and technical analysis with modern portfolio theory and employs both long‑ and short‑term trading, including use of options, across equities, ETFs, fixed income, and mutual funds. Sakthi Capital documents client risk tolerance, seeks fair allocation of investment opportunities across client accounts, and conducts at least quarterly reviews of managed accounts.
What distinguishes Sakthi Capital from many peers is its explicit offering of financial education trainings and workshops to interested people and businesses, a service the brochure identifies in addition to advisory work. The brochure also notes there is no account minimum, the firm does not participate in wrap fee programs, and it states it does not accept outside sales compensation, items that may be relevant to clients assessing access and potential conflicts.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Options & derivatives strategies
Fee options
2.0% annually
Main office location
Sakthi Capital LLC
Jersey City NJ, United States
Number of offices
1
Most active in
Sakthi Capital LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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