Salzman Financial Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Salzman Financial Management provides investment advisory services to individual and high‑net‑worth investors as well as profit‑sharing plans, focusing on portfolio management through mutual fund selection and assistance with account paperwork. The firm reports managing roughly $44.4 million in client assets across a relatively small client base.
The investment approach emphasizes capturing broad asset‑class returns via diversified, passive mutual funds, with fund selection informed by asset‑class representation, expenses, tax efficiency, and turnover; client risk tolerance and investment temperament are documented with a written questionnaire. Accounts are monitored at least monthly, reviewed annually for rebalancing, and clients receive quarterly performance reporting.
Noteworthy features include exclusive use of no‑load mutual funds held on a custodial platform chosen for wide fund availability and no transaction fees for funds, and a stated policy of not accepting soft‑dollar benefits or referral compensation. The firm also discloses a formal succession agreement with another advisory firm and leaves proxy voting responsibility to clients, practices that may be less common among small advisers.
Client services
Expertise
Fee options
$0 - $199,999: Minimum dollar amount of $2,000 $200,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Account minimum: $200,000 Minimum fee: $2,000 minimum annual fee for assets under $200,000
Main office
Bethel CT
Advisors at this office
1
Most active in
Connecticut · New York
Also doing business as
Salzman Financial Management · Salzman Financial Management LLC · Salzman, Peter
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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