Sampatti financial llc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$33,960,800
Clients
86
Advisors
2
of 2 employees
About
Sampatti Financial provides discretionary asset management and portfolio services to individuals, high‑net‑worth clients, and small businesses, and also advises employer-sponsored participant-directed retirement plans including 401(k)-type accounts. The firm manages accounts on an ongoing basis and implements client-directed investment objectives through custodial arrangements.
The firm’s investment process is individualized and continuously monitored, combining fundamental, technical/charting and quantitative analysis to tailor portfolios to client circumstances and risk tolerances. Where appropriate for a client’s objectives, Sampatti Financial may employ option strategies, futures, short sales and margin, and it aggregates and allocates trades on a pro rata basis using a designated custodian.
What distinguishes Sampatti Financial from many peers is that it offers performance-based fee arrangements to qualified investors, a relatively uncommon feature among supported firms, and documents a focus on option-based hedging and active trading tactics. The firm operates with a small advisory team managing roughly $34 million for about 86 clients and notes principals with technical and quantitative backgrounds (engineering, computer science and business), reflecting boutique scale paired with capability to use more complex trading strategies.
Client services
Expertise
Occupation focus
Fee options
0.35% to 2.50% annually (negotiable based on client factors)
Performance-based fee for Qualified Investors only: 17% to 25% of quarterly profits based on high-water mark, plus asset-based management fee
Account minimum: $50,000
Main office
Leesburg VA
Advisors at this office
2
Most active in
California · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Abdul M
Series 65
Leesburg, VA
Sampatti financial llc
Abdul Mallick is a financial advisor at Sampatti Financial LLC with seven years of industry experience. He holds a Series 65 designation and has worked at firms including Capital One, Flying Phase, and currently serves as a consultant with Datsura, focusing on data analysis and report preparation. Mallick balances his consulting role with his responsibilities at Sampatti Financial. Sampatti Financial LLC provides discretionary asset management and employee benefit plan advisory services to individuals, high-net-worth clients, and small businesses. The firm employs a blend of fundamental, technical, and charting analysis to manage portfolios on a discretionary basis, offering performance-based fee arrangements for qualified investors and operating with a two-advisor team.
Tirumala K
Series 65
Leesburg, VA
Sampatti financial llc
Tirumala Kollur is a financial advisor at Sampatti Financial LLC with 10 years of industry experience. He holds a Series 65 designation and has worked at Sampatti Financial since 2015, as well as at Isolvers Inc and CGH Technologies, Inc. Kollur is based in Leesburg, VA. Sampatti Financial LLC provides discretionary asset management and employee benefit plan advisory services to individuals, high-net-worth clients, and small businesses. The firm employs a blend of fundamental, technical, and charting analysis across various investment strategies, managing portfolios on a discretionary basis tailored to clients’ risk tolerance and objectives.
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