Sample Financial Advisers, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sample Financial Advisers, LLC provides discretionary portfolio management and integrated financial planning to individuals, high-net-worth clients, retirement plan sponsors and small businesses. Services include ongoing portfolio management, written financial plans delivered after the initial consultation, and consulting for qualified retirement plans.
The firm builds portfolios around each client’s goals, time horizon and risk tolerance, using both fundamental and technical analysis and third‑party research (for example, Morningstar) to select and monitor investments. Financial planning is provided as part of its asset management service, the firm operates under a limited power of attorney for trading, and clients may impose written restrictions on investments (including socially responsible options).
What distinguishes the firm from many peers is its affiliation with an accounting practice and the principal’s active role in tax preparation and accounting, a relationship the firm discloses and manages as a potential conflict of interest. The firm also provides ERISA-related services as a limited‑scope 3(21) fiduciary to retirement plans — a form of pension consulting that is less common among independent advisers.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% annually $2,000,000.01 - $5,000,000: 0.85% annually $5,000,000.01 - $10,000,000: 0.75% annually $10,000,000.01+: Negotiated Rate
Main office
4025 Automation Way, #D1
Fort Collins CO 80525
Advisors at this office
1
Most active in
Colorado · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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