Sample Financial Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sample Financial Solutions, LLC provides investment management and financial planning to individuals (including high‑net‑worth clients) and some businesses. Its services include discretionary portfolio management, ongoing subscription financial planning, project-based plans, and hourly consultations covering areas such as retirement, estate, tax planning, and business planning.
The firm primarily constructs low‑cost, passive portfolios using index mutual funds and ETFs but also conducts fundamental and cyclical analysis and, when appropriate, recommends outside sub‑advisers for specialized mandates. Accounts are managed under client‑specific investment policy statements with discretionary authority, and the adviser uses block trading and account grouping for execution and billing.
Distinctive features include the firm’s small, selective client base (about 25 clients with roughly $27.6 million in AUM) and a range of planning engagement models that include upfront plan fees plus ongoing quarterly service arrangements. The principal is a CFP® who also teaches part‑time at a university, the firm requires clients to custody assets at Charles Schwab (participating in Schwab’s institutional program), and it occasionally manages low‑cost variable annuities through Nationwide’s Monument Advisor platform.
Client services
Expertise
Fee options
Project-Based Financial Planning Fixed Fee: $500 to $10,000 (negotiable)
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.80% annually $3,000,001+: 0.60% annually
$250.00 per hour (negotiable)
Ongoing Financial Planning quarterly fee: $450 to $3,000 (negotiable)
Account minimum: $5,000 Fee-only: Financial Planning Hourly: $250.00 per hour (negotiable). Project-Based Financial Planning Fixed Fee: $500 to $10,000 (negotiable). Ongoing Financial Planning quarterly fee: $450 to $3,000 (negotiable). Upfront charge for ongoing planning: $0 to $10,000 (negotiable).
Main office
Aurora CO, United States
Offices (1)
Most active in
Colorado · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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