A complete list of active advisors currently associated with Sanders Morris LLC

Warmer can help you find a great advisor at Sanders Morris LLC or one who fits your needs even better.

Sanders Morris LLC provides investment advisory and related services to individuals, high‑net‑worth clients, pooled investment vehicles, retirement plan sponsors, trusts, estates, and business entities. Services described in the brochure include portfolio management delivered primarily through wrap‑fee programs (FOCUS and MAP), financial planning, retirement plan investment management, brokerage and underwriting, and insurance placement through an affiliated insurance agency. The firm typically implements client strategies within discretionary or non‑discretionary wrap programs and may utilize third‑party portfolio managers and platform providers such as Lockwood, Envestnet, and Morningstar. Investments across programs include equities, fixed income, ETFs, mutual funds, REITs, options and certain alternative exposures, and the firm may manage pooled vehicles or offer fund‑sponsor/syndication services and, for qualified clients, performance‑based fee arrangements. SM’s business is notable for its dual registration as an SEC‑registered investment adviser and a FINRA‑registered broker‑dealer and for being owned by Tectonic Financial Inc., which affiliates it with a national bank (T Bank N.A.) and an insurance agency (HWG Insurance Agency LLC). The brochure discloses that a substantial portion of revenues comes from brokerage and underwriting activities, and that representatives may also act as registered representatives or licensed insurance agents and receive commissions or other revenue‑sharing payments, creating potential conflicts the firm discloses and manages.

To learn more about the advisors currently working at Sanders Morris LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse Sanders Morris LLC's office locations.

Name	Location	Years of experience
George Ball	Houston, TX	56
Nancy Dixon	Dallas, TX	27
Stephen Fitzpatrick	Dallas, TX	23
Edward Hoffman	Dallas, TX	22
Brede Klefos	Houston, TX	46
Erik Klefos	Houston, TX	42
Erick Kuebler	Dallas, TX	33
Lane Moore	Dallas, TX	11
Bret Sanders	Houston, TX	33
Donald Sanders	Houston, TX	56

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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

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