Saos Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$225,081,360
Clients
536
Advisors
3
across 2 offices
About
Saos Capital provides discretionary asset management and related financial planning to individuals, high net worth clients, charities, and corporate retirement plans. Services include portfolio management across a wide set of instruments (equities, bonds, mutual funds and ETFs, structured notes, alternatives, and cash equivalents), integrated financial, estate, tax and retirement planning, and pension consulting for employee benefit plans.
The firm combines fundamental and technical analysis with a relative-strength, top‑down process (market, sector, manager) to build customized allocations tied to client goals and risk tolerances. Portfolios may include both long- and short-term positions and employ derivatives and futures as part of risk-management and defensive strategies; the brochure also notes purchases of structured notes when suitable.
Saos Capital is notable among similarly sized supported advisers for sponsoring and acting as portfolio manager of a wrap fee program while managing wrap accounts the same as non-wrap accounts, and for explicitly using derivatives (options, futures, currencies/forex) in separately managed accounts. Additional operational features called out in the brochure include complimentary financial planning as part of asset management, pension consulting capabilities, and custodial arrangements that include a standing letter of authorization and use of institutional services through a recommended custodian.
Client services
Expertise
Fee options
0.75% - 1.50%
Account minimum: $50,000 Fee-only: Fee-only basis; advisory fees charged are between 0.75% and 1.50% annually (tiered)
Main office
See office410 Mill St, Suite 107
Mount Pleasant SC 29464
Advisors at this office
2
Offices (2)
Most active in
Alabama · California · Florida · Georgia · Louisiana · Michigan · North Carolina · Pennsylvania · South Carolina · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Samuel G
Series 63, Series 66
Mount Pleasant, SC
Saos Capital, LLC
Samuel Gamble is a financial advisor at Saos Capital, LLC in Mount Pleasant, SC, with 18 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Kovack Securities Inc. from 2014 to 2019. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis within a relative-strength, top-down process and offers a distinctive combination of derivative strategies, structured notes, and pension consulting services.
William A
Series 63, Series 66
Mount Pleasant, SC
Saos Capital, LLC
William Avant is a financial advisor at Saos Capital, LLC in Mount Pleasant, SC, with 23 years of industry experience. He holds Series 63 and Series 66 credentials. Avant previously worked at Kovack Securities Inc. for five years and has been with Saos Capital since 2011. Outside of advisory work, he is involved in fixed insurance sales. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning services to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis with a relative-strength, top-down approach, managing portfolios on a discretionary basis and overseeing approximately $208 million across more than 500 client accounts.
Aulden H
Series 65
Mount Pleasant, SC
Saos Capital, LLC
Aulden Hopper is a financial advisor at Saos Capital, LLC with three years of industry experience. He holds a Series 65 designation and has prior work experience at Warby Parker and Sunglass Hut. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning services to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis in a relative-strength, top-down process and manages approximately $208 million across more than 500 client accounts.
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