Saperston Legacy Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$178,062,546
Clients
429
Advisors
4
of 5 employees
About
Saperston Legacy Advisors provides investment supervisory services and individual portfolio management to retail and high-net-worth individuals, as well as pension plans, charitable organizations and corporate clients. The firm offers both discretionary and non-discretionary management through two proprietary asset-allocation programs—one focused on mutual funds and another on stocks, bonds and ETFs—and also makes consulting available on an hourly basis.
The firm’s investment process places notable emphasis on technical and momentum-based analysis, using charting, relative strength and cyclical methods alongside fundamental review; research inputs cited include Dorsey Wright/StockCharts, IBD, Lowry Research, Rosenberg Research, Trend Investor Pro, OptionsPlay and Rabil Stock Research. Strategies include long‑ and short‑term purchases, trading and short sales, and the mutual‑fund program can convert between funds within a fund family based on indicator signals.
Saperston is affiliated with related businesses that provide private client services and real estate brokerage, including a company that offers bookkeeping and bill‑pay services and a real estate firm that sells commercial and some residential properties. These operating affiliates, plus the fact that certain firm personnel are licensed insurance agents and may receive separate commission compensation, are disclosed conflicts of interest that distinguish the firm from many peers.
Client services
Expertise
Fee options
Up to 2% annually (maximum, negotiable)
Rates determined upon services provided and agreed upon by client and advisor
Main office
172 Lake Street
Hamburg NY 14075
Advisors at this office
4
Most active in
Arizona · Florida · Massachusetts · New Hampshire · New York · North Carolina · Ohio · Tennessee · Texas · Vermont
Also doing business as
Saperston Legacy Advisors, Inc. · Willard B Saperston, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Willard S
Series 63, Series 65
Hamburg, NY
Saperston Legacy Advisors, Inc.
Willard Saperston is a financial advisor at Saperston Legacy Advisors, Inc. with 48 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with several related firms, including his own family-named entities dating back to 1981. Saperston Legacy Advisors provides investment supervisory services and individual portfolio management to retail and high-net-worth individuals, pension plans, charitable organizations, and corporate clients. The firm emphasizes technical and momentum-based analysis alongside fundamental review, offering discretionary and non-discretionary management through proprietary asset-allocation programs and consulting services.
David B
Series 65, Series 63
Hamburg, NY
Saperston Legacy Advisors, Inc.
David Braunstein is a financial advisor with Saperston Legacy Advisors, Inc. He holds Series 65 and Series 63 licenses and has 49 years of industry experience. His prior roles include positions at Brighton Securities Corp and Saperston Asset Management, Inc. Saperston Legacy Advisors provides investment supervisory services and individual portfolio management to retail and high-net-worth individuals, pension plans, charitable organizations, and corporate clients. The firm employs technical and momentum-based analysis alongside fundamental review, offering both discretionary and non-discretionary management through proprietary asset-allocation programs.
Kristina S
Series 63, Series 65
Hamburg, NY
Saperston Legacy Advisors, Inc.
Kristina Saperston is a financial advisor at Saperston Legacy Advisors, Inc. in Hamburg, NY, holding Series 63 and Series 65 licenses with 17 years of industry experience. Her work history includes roles at Brighton Securities Corp and multiple related businesses under the Saperston name. She is involved in several affiliated companies offering private client services and real estate brokerage. Saperston Legacy Advisors provides investment supervisory services and portfolio management to retail and high-net-worth individuals, pension plans, charitable organizations, and corporate clients. The firm emphasizes technical and momentum-based analysis alongside fundamental review, using proprietary asset-allocation programs and various research sources.
James T
Series 63, Series 65
Hamburg, NY
Saperston Legacy Advisors, Inc.
James Taylor III is a financial advisor at Saperston Legacy Advisors, Inc. with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Brighton Securities Corp, First Allied Securities Inc., and Summit Wealth Management Inc. Saperston Legacy Advisors provides investment supervisory services and portfolio management to retail and high-net-worth individuals, pension plans, charitable organizations, and corporate clients. The firm uses proprietary asset-allocation programs and emphasizes technical and momentum-based analysis alongside fundamental review in its investment approach.
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