Sapient Road Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sapient Road Wealth Management is a state-registered independent investment adviser that serves individuals (including high-net-worth clients) and pension/profit-sharing plans, offering discretionary portfolio management alongside financial planning and consulting services. The firm provides personalized investment accounts and written financial plans or ad-hoc consultations tailored to each client’s goals and circumstances.
The firm’s investment approach emphasizes customized, long-term portfolios invested mainly in passive index mutual funds with low expense ratios, established after assessing a client’s objectives, risk tolerance, and financial situation and documented via an Investment Policy Statement. Though generally long-term focused, Sapient Road may actively rebalance or trade — including selling holdings held less than a year and employing options or margin in concentrated portfolios — to manage risk, harvest tax outcomes, or meet client needs.
Noteworthy aspects include a small, single-advisor practice managing roughly $40 million for about 29 clients, a structure the brochure describes as supporting continuous personal contact and individualized allocations. The firm also offers educational seminars or workshops — a relatively uncommon service among peers — and operates on a fee-only basis while using an institutional platform relationship for custody and trading support.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.75% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: Negotiable
Up to $150 per hour, negotiable depending on client circumstances
Fee-only: Financial planning and consulting services charged hourly, up to $150 per hour, negotiable
Main office
San Diego CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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