Sapling Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$38,781,256
Clients
22
Advisors
1
of 2 employees
About
Sapling Wealth Management provides fee-based investment advisory, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, corporations and pension/profit‑sharing plans. The firm offers both discretionary and non‑discretionary portfolio management and delivers standalone consulting work products and written financial plans tailored to client needs.
The firm combines strategic and tactical asset allocation with fundamental, technical and cyclical analysis and may use cash positions, options, and private equity fund investments as part of its implementation. Portfolios are customized to client objectives and risk tolerances and are monitored on an ongoing basis with periodic written reporting.
Notably, Sapling documents a formal qualified retirement plan consulting practice that assists plan sponsors with investment policy statements, quarterly cost and investment reviews, and may act in a section 3(21) or 3(38) capacity—services that are relatively uncommon among peers. The brochure also discloses use of third‑party research sources and a referral program under which the firm pays marketing agents cash compensation that must be disclosed to prospective clients.
Client services
Expertise
Fee options
Standard financial plan fees range from $4,000 to $12,000 based on 10-30 hours of work; fixed fees may be negotiated
$0 - $7,000,000: 1.00% Over $7,000,000+: 0.85%
$400 per hour
Account minimum: $250,000
Main office
2800 1st Avenue
Seattle WA 98121
Advisors at this office
1
Most active in
Texas · Washington
Also doing business as
Sapling Wealth Management · Sapling Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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