A complete list of active advisors currently associated with Saratoga Investment Solutions Inc.
Warmer can help you find a great advisor at Saratoga Investment Solutions Inc. or one who fits your needs even better.
Saratoga Investment Solutions provides comprehensive financial life planning and investment advisory services to individuals (including non‑high‑net‑worth and high‑net‑worth clients) and certain businesses, addressing retirement, income distribution, estate and elder‑care planning. The firm offers individualized portfolio management, financial planning and consulting engagements that result in written plans and recommended implementations. The firm develops personal investment policies using fundamental, quantitative and qualitative analysis and delivers recommendations and implementation on a non‑discretionary, client‑directed basis, with account supervision guided by stated objectives, tax considerations and any client‑imposed restrictions. Reviews and reporting are client‑driven — the adviser recommends semi‑annual reviews but implements them at the client’s request — and the firm operates as a fee‑only fiduciary that does not accept commissions or referral fees. Distinctive among peers, the firm reports managing essentially all assets on a non‑discretionary basis (approximately $38.6 million) and does not rely on percentage‑of‑AUM fees; instead it uses retainer and hourly billing and does not utilize wrap fee or separately managed account programs. The firm also relies on an institutional custody platform and block trading for execution while leaving custody and proxy voting responsibility with clients, which reflects a boutique, implementation‑neutral model.
To learn more about the advisors currently working at Saratoga Investment Solutions Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Saratoga Springs, NY
| 4
|
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