A complete list of active advisors currently associated with Sargent Investment Group
Warmer can help you find a great advisor at Sargent Investment Group or one who fits your needs even better.
Sargent Investment Group provides investment advisory and financial planning services to individuals, trusts, estates, non‑profit organizations, corporations, defined‑contribution plans and pooled investment vehicles, delivering both discretionary and non‑discretionary portfolio management. The firm also offers retirement‑plan advisory and consulting engagements and generally targets higher‑asset households while retaining flexibility to accept smaller relationships in particular circumstances. SIG uses a consultative, goals‑based process to gather client information and define objectives, constructing customized asset allocations across individual equities, fixed income, mutual funds, ETFs, third‑party managers and, when appropriate, private or small‑capitalization investments. Portfolios are monitored and rebalanced on an ongoing basis, with the firm employing model portfolios, third‑party technology to estimate numerical risk scores, and a formal due‑diligence process for independent managers. Notably, SIG serves as the investment manager to pooled private funds, offering multiple classes of fund interests with subscription requirements that include accredited investor and qualified purchaser standards and separate investor classes for advisory clients versus outside investors. The brochure also highlights the firm’s written valuation procedures for private or hard‑to‑value assets (and the related fee‑conflict mitigation), its disclosures about third‑party manager incentives and use of custodian platforms, and directs readers to SEC filings and outside ratings in its public materials.
To learn more about the advisors currently working at Sargent Investment Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
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