Sarver Vrooman Wealth Advisors LLC logo

Sarver Vrooman Wealth Advisors LLC

Updated today

Client assets under management

$448,972,164

Clients

291

42% high-net-worth

Advisors

4

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

73

High

Average account size

$1,542,860

About

Sarver Vrooman Wealth Advisors provides discretionary and non‑discretionary asset management, retirement‑plan advisory (3(21)) services, and financial planning and consulting. Its client base includes individuals (including high‑net‑worth clients), trusts, estates, corporations and qualified retirement plans, with both managed accounts and plan assets under oversight.

The firm tailors portfolios to each client’s stated goals, time horizon and risk tolerance, using a mix of fundamental, technical, charting and cyclical analysis and conducting periodic (generally quarterly) reviews and rebalancing as warranted. For plan sponsors it assists with investment policy development, monitoring of plan investment options, participant education and implementation support while leaving ultimate plan decisions with the sponsor.

Notable features include a multi‑hundred‑million dollar asset base managed by a small advisory team, no stated account minimum, and provision of financial planning services without a separate charge. The firm also requires use of a designated broker‑dealer (Trade‑PMR Inc.), discloses receipt of custodial “soft‑dollar” benefits, and discloses a relationship with Halo related to annuity broker‑of‑record transitions (for which it may receive compensation), conflicts it says it mitigates through disclosure and fiduciary procedures.

Client services

Financial planning Portfolio management Pension consulting

Occupation focus

Retired Founder/Business Owner

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Fee options

Fixed

Fees for ERISA Plan Services may be charged as a flat fee; Financial planning services are not charged.

Percentage

$0 - $999,999.99: 1.25% $1,000,000 - $1,999,999.99: 1.00% $2,000,000+: 0.75%

Main office location

Sarver Vrooman Wealth Advisors LLC

9237 Ward Parkway, Suite 320

Kansas City MO 64114, United States

Number of offices

1

Most active in

Florida · Kansas · Missouri · Nebraska · New Hampshire · New Jersey · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Ron D

Series 63, Series 65

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Ron Dietz is a financial advisor at Sarver Vrooman Wealth Advisors LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Advisors Financial Network and Calamos Financial Services. Dietz is the sole owner of R3D3, LLC, a holding company based in Leawood, KS. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, ERISA 3(21) retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm tailors investment programs to client objectives and employs a range of analytical approaches, conducting quarterly account reviews and rebalancing as needed.

Retired Founder/Business Owner
user avatar

Jessica E

Series 63, Series 66

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Jessica Estes Fleischmann is a financial advisor at Sarver Vrooman Wealth Advisors LLC in Kansas City, MO, with 22 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm’s investment process is guided by client objectives and includes regular account reviews and rebalancing, offering services without account minimums or charges for financial planning.

Retired Founder/Business Owner
user avatar

Peter V

Series 63, Series 65

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Peter Vrooman is a financial advisor at Sarver Vrooman Wealth Advisors LLC in Kansas City, MO, holding Series 63 and Series 65 licenses with 32 years of industry experience. His prior work includes roles at Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, and Wells Fargo Advisors. He serves on the Board of Trustees for Barstow School, participating in budget, enrollment, fundraising, endowment portfolio performance, and strategic planning discussions. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, ERISA 3(21) retirement-plan advisory, and financial planning to individuals, high-net-worth clients, trusts, estates, and business entities. The firm customizes investment programs based on client objectives and conducts regular account reviews with flexible investment approaches.

Retired Founder/Business Owner
user avatar

Thomas K

Series 66

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Thomas King is a financial advisor at Sarver Vrooman Wealth Advisors LLC with five years of industry experience. He holds the Series 66 designation and previously worked at Wells Fargo Advisors, Foreside Fund Services, LGT Capital Partners, and Hatteras Capital. King served in the 82nd Airborne Division of the US Army from 2016 to 2018. He is also the owner of TPK, LLC, a holding company for a financial practice. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm bases its investment process on client objectives, using various analytical methods, and offers services without account minimums or charges for financial planning.

Retired Founder/Business Owner
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