SAS Financial Advisors, LLC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$166,896,377
Clients
160
Advisors
5
of 8 employees
About
SAS Financial Advisers is a fee-only, SEC-registered investment adviser that provides ongoing portfolio management and comprehensive financial planning to individuals, high-net-worth clients, and certain pension/profit-sharing plans. The firm reports managing roughly $167 million across about 160 client relationships and delivers written financial plans alongside continuous portfolio supervision.
Portfolios are generally built around passively managed index securities — primarily ETFs, index mutual funds, closed-end funds and fixed income — with client-specific investment policies set according to objectives, time horizon, tax considerations and liquidity needs. The firm manages accounts on both discretionary and non-discretionary bases, uses fundamental and technical analysis, and may employ margin and option strategies (including covered calls and spreads) when appropriate.
Compared with many peer team firms, SAS discloses formal affiliations with other registered investment advisers through personnel who also serve those firms and support SAS’s financial planning work, a relationship the firm identifies and addresses in its conflicts policies. It also makes professional fiduciary and related legal services available through an associated licensed professional fiduciary/attorney and retains a paid consultant for fiduciary services — arrangements that are less common among similarly sized advisory teams.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees typically range from $800 to $5,000 depending on complexity
$0 - $1,000,000: 0.85% $1,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
$75 to $350 per hour depending on client circumstances
Retainer fees based on combination of hourly fees and AUM fees, amount negotiated per client
Fee-only: Financial planning fixed fees typically range from $800 to $5,000; hourly fees range from $75 to $350 per hour; retainer fees based on combination of hourly and AUM fees, negotiated per client
Main office
50 California Street, Suite 1500
San Francisco CA 94111
Advisors at this office
5
Most active in
California · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Monique S
Series 66
San Francisco, CA
SAS Financial Advisors, LLC.
Monique San Miguel Lopez is a financial advisor at SAS Financial Advisors, LLC., holding a Series 66 designation with nine years of industry experience. She has worked at SAS Financial Advisors since 2020 and previously held roles at ForUsAll and Charles Schwab. SAS Financial Advisors is a fee-only advisory team managing approximately $150 million for nearly 200 clients, primarily individual and high-net-worth households as well as certain pension and profit-sharing plans. The firm focuses on portfolio construction using passively managed index securities and fixed income, combining fundamental and technical analysis with both long- and short-term strategies.
Ira F
CFP®, Series 63, Series 65
San Francisco, CA
SAS Financial Advisors, LLC.
Ira Fateman is a CFP® with 21 years of industry experience, currently serving at SAS Financial Advisors, LLC. He has worked at Shone Asset Management and San Francisco State College, and he was involved with Congregation Sherith Israel for 15 years. SAS Financial Advisors is a fee-only advisory team managing approximately $150 million for nearly 200 clients, primarily individual and high-net-worth households as well as certain pensions and profit-sharing plans. The firm emphasizes portfolio construction using passively managed index securities and fixed income, combined with both fundamental and technical analysis, and provides comprehensive financial planning with regular account reviews.
Syeda I
CFP®
San Francisco, CA
SAS Financial Advisors, LLC.
Syeda Iqbal is a CFP® professional with eight years of industry experience, currently serving as a financial advisor at SAS Financial Advisors, LLC since 2023. She also operates Nasira Financial, providing financial planning and consulting services. SAS Financial Advisors is a fee-only, SEC-registered firm managing approximately $167 million across 160 client relationships, specializing in portfolio management and comprehensive financial planning for individuals, high-net-worth clients, and pension/profit-sharing plans. The firm primarily employs passively managed index securities tailored to client-specific investment policies, with discretionary and non-discretionary account management.
Vivian F
Series 65
San Francisco, CA
SAS Financial Advisors, LLC.
Vivian Fox is a Series 65 licensed advisor with SAS Financial Advisors, LLC., based in San Francisco, CA. She joined SAS Financial Advisors in 2025 and has prior experience at Section 32, LLC., Light Street Capital Management, Collective Health, and KPMG. SAS Financial Advisors is a fee-only advisory team managing approximately $150 million for nearly 200 clients, primarily individual and high-net-worth households as well as certain pensions and profit-sharing plans. The firm focuses on portfolio construction using passively managed index securities and fixed income, combining fundamental and technical analysis with long- and short-term strategies, and provides comprehensive financial planning services.
Elizabeth P
CFP®
San Francisco, CA
SAS Financial Advisors, LLC.
Elizabeth Prindle is a CFP® professional at SAS Financial Advisors, LLC, with nine years of industry experience. She has been with SAS Financial Advisors since 2014. SAS Financial Advisors is a fee-only, SEC-registered adviser serving individuals, high-net-worth clients, and certain pension and profit-sharing plans. The firm focuses on portfolio management and comprehensive financial planning, primarily using passively managed index securities tailored to client-specific objectives and needs.
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