A complete list of active advisors currently associated with Sauberan & Company, LLC

Warmer can help you find a great advisor at Sauberan & Company, LLC or one who fits your needs even better.

Sauberan & Company provides financial planning and discretionary investment management to individuals, families and small businesses, and typically works with clients who have at least $200,000 in investable assets. The firm is led by a CERTIFIED FINANCIAL PLANNER and manages roughly $5.8 million on behalf of about 45 client accounts. The firm follows a macroeconomic, top‑down investment philosophy that uses fundamental analysis to select individual stocks, corporate bonds and U.S. Treasury securities, emphasizing capital preservation and a long‑term (7–10 year) buy‑and‑hold horizon. Accounts are generally managed on a discretionary, fee‑only basis and the firm states it does not participate in wrap fee programs or charge performance‑based fees. Distinctive features include the principal’s 35 years in business and a small, concentrated client base, and the firm’s practice of not producing routine proprietary client reports, tax data, cost basis or consolidated performance history unless requested (clients receive custodian statements). The brochure discloses a 2021 regulatory fine related to ADV/CRS and policies, and the firm states it receives no soft‑dollar benefits or referral compensation from its custodian.

To learn more about the advisors currently working at Sauberan & Company, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.