Marlton, NJ Lincoln Drive West Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Saxony Capital Management, LLC
Multi-team
Firm-wide stats for Saxony Capital Management, LLC
About
Saxony Capital Management provides portfolio management and financial planning to individuals (including high‑net‑worth clients) and to institutional clients such as retirement plans, trusts, charitable organizations and corporations. The firm operates a multi‑team model with 38 advisors serving several hundred client relationships across multiple offices and also offers third‑party advisory and annuity referral services.
The firm offers discretionary asset management accounts alongside hourly or flat‑fee financial planning and consulting, and it conducts due diligence on third‑party managers it places clients with. Investment methods include charting, fundamental, technical and cyclical analysis, and the firm permits strategies such as options, margin and short‑term trading; it also uses a sub‑advisor that deploys quantitative, fundamental and technical model‑based strategies.
Distinctive features disclosed in the brochure include affiliations with an in‑house broker‑dealer and an insurance agency, an expense‑sharing arrangement, and advisors who may be dually registered — arrangements the firm identifies as potential sources of referral or commissions and platform fee retention. The firm recently transitioned ownership and leadership to its independent advisor representatives and previously participated in an SEC settlement related to mutual fund share‑class selection (resulting in a consent order and disgorgement), and it states it blocks and credits 12b‑1 fees back to clients.
Based on Saxony Capital Management, LLC
Expertise
Based on Saxony Capital Management, LLC
Location
901 Lincoln Drive West, Suite 120
Marlton NJ 08053
Advisors at this office
3
Advisors at this office
Ismail B
Series 65
Marlton, NJ
Saxony Capital Management, LLC
Ismail Baram is a financial advisor at Saxony Capital Management, LLC with one year of industry experience. He holds a Series 65 designation and has previously worked at Saxony Securities, Inc and Workplace Financial Advisors. Outside of his advisory roles, he was employed by Amazon Flex for three years. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm operates a multi-team model and employs various investment methods, including fundamental and technical analysis, while offering discretionary asset management and fee-based financial planning.
Stephen S
Series 63, Series 65
Marlton, NJ
Saxony Capital Management, LLC
Stephen Schmitt Jr. is a financial advisor at Saxony Capital Management, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Florida Financial Advisors, Inc., Trinity Wealth Securities L.L.C., and Mutual of Omaha. Outside of his advisory role, he controls Workplace Financial Advisors, LLC, a pass-through entity for business revenue and expenses. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm uses a multi-team model and employs a variety of investment approaches including discretionary asset management and third-party manager due diligence.
Thomas S
Series 65, Series 63
Marlton, NJ
Saxony Capital Management, LLC
Thomas Scorcia is a financial advisor at Saxony Capital Management, LLC with seven years of industry experience. He holds the Series 65 and Series 63 licenses and has worked at Saxony since 2021, previously gaining experience at Brookstone Capital Management and Florida Financial Advisors. Outside of his advisory role, he is involved in insurance sales, including fixed index annuities and term life products. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm employs a multi-team model and offers discretionary asset management, financial planning, and consulting, utilizing a range of investment methods and third-party managers.
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